-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVwpaiL9Bcr+LfeAaQnvIbXSN2/lJjWPL5rQXdfyfiVnrOe7vfJBWYnH7ebSYc3H 8a6017P9As3FWkgzAUrGQg== 0001136260-03-000009.txt : 20030804 0001136260-03-000009.hdr.sgml : 20030804 20030804133245 ACCESSION NUMBER: 0001136260-03-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOLSBY MICHELLE P CENTRAL INDEX KEY: 0001136260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 03819989 BUSINESS ADDRESS: STREET 1: C/O HORIZON ORGANIC STREET 2: 6311 HORIZON LN CITY: LONGMONT STATE: CO ZIP: 80503 BUSINESS PHONE: 2143033413 MAIL ADDRESS: STREET 1: C/O HORIZON ORGANIC STREET 2: 6311 HORIZON LN. CITY: LONGMONT STATE: CO ZIP: 80503 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-07-31 0000931336 DEAN FOODS CO/ DF 0001136260 GOOLSBY MICHELLE P 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0101Exec VP, Chief Admin Officer,General Counsel and SecretaryCommon Stock2003-07-314J078.6225.4405A10913.0665DDeferred Stock Units02004-01-072013-01-07Common Stock3450034500DIncentive Stock Option (right to buy)14.3752002-01-222011-01-22Common Stock70207020DNon-Qualified Stock Option (right to buy)14.3752002-01-222011-01-22Common Stock106026106026DIncentive Stock Option (right to buy)20.352003-01-142012-01-14Common Stock4914 4914DNon-Qualified Stock Option (right to buy)20.352003-01-142012-01-14Common Stock7500075000 DNon-Qualified Stock Option (right to buy)20.352003-01-142012-01-14Common Stock115086115086DIncentive Stock Option (right to buy)24.79332004-01-062013-01-06Common Stock40324032DNon-Qualified Stock Option (right to buy)24.79332004-01-062013-01-06Common Stock9046890468DNon-Qualified Stock Option (right to buy)16.33331999-08-282008-08-28Common Stock7500075000DNon-Qualified Stock Option (right to buy)12.47922001-01-042010-01-04Common Stock8800288002DShares purchased through Issuer's Employee Stock Purchase Plan.The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions.The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.Michelle P. Goolsby2003-08-04 -----END PRIVACY-ENHANCED MESSAGE-----