-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NblKQMIWRKTmMVc6uOINBn9EygP1kbGqWx2SzEoY2KNgu66u5b94vK0CjVhrvzjK Plr0cAUlKsqFQnsOTpWvOw== 0001136259-06-000002.txt : 20060110 0001136259-06-000002.hdr.sgml : 20060110 20060110121953 ACCESSION NUMBER: 0001136259-06-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060106 FILED AS OF DATE: 20060110 DATE AS OF CHANGE: 20060110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROMBERG BARRY A CENTRAL INDEX KEY: 0001136259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 06521489 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-06 0000931336 DEAN FOODS CO/ DF 0001136259 FROMBERG BARRY A 2515 MCKINNEY AVENUE, LB 30, SUITE 1200 DALLAS TX 75201 0 1 0 0 Executive Vice President Common Stock 2006-01-06 4 M 0 35000 0 A 68088.001 D Common Stock 2006-01-06 4 S 0 35000 38.00 D 33088.001 D Common Stock 2006-01-07 4 M 0 3420 0 A 36508.001 D Deferred Stock Units (DU000093) 0 2005-01-13 2014-01-13 Common Stock 12800 12800 D Deferred Stock Units (TU905827) 0 2005-01-13 2014-01-13 Common Stock 2359 2359 D Restricted Stock Units (DF902033) 0 2006-01-07 4 M 0 4100 0 D 2006-01-07 2015-01-07 Common Stock 4100 16400 D Restricted Stock Units (TU905726) 0 2006-01-07 4 M 0 756 0 D 2006-01-07 2015-01-07 Common Stock 756 3022 D Incentive Stock Option (right to buy - DF002195) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy - T0001047) 20.9355 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy - DF003306) 26.3199 2005-01-13 2014-01-13 Common Stock 1070 1070 D Incentive Stock Option (right to buy - T0001768) 26.3199 2005-01-13 2014-01-13 Common Stock 197 197 D Incentive Stock Option (right to buy - DF902167) 26.8941 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy - T0001365) 26.8941 2006-01-07 2015-01-07 Common Stock 643 643 D Non-Qualified Stock Option (right to buy - T0000579) 13.7918 1999-07-31 2008-07-31 Common Stock 3569 3569 D Non-Qualified Stock Option (right to buy - T0000608) 13.7918 1999-07-31 2008-07-31 Common Stock 11569 11569 D Non-Qualified Stock Option (right to buy - T0000499) 12.1383 2002-01-22 2011-01-22 Common Stock 45 45 D Non-Qualified Stock Option (right to buy - T0003349) 12.1383 2002-01-22 2011-01-22 Common Stock 8 8 D Non-Qualified Stock Option (right to buy - DF001523) 17.1835 2006-01-06 4 M 0 35000 0 D 2003-01-14 2012-01-14 Common Stock 35000 9560 D Non-Qualified Stock Option (right to buy - DF001332) 17.1835 2003-01-14 2012-01-14 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy - DF002196) 20.9355 2004-01-06 2013-01-06 Common Stock 27468 27468 D Non-Qualified Stock Option (right to buy - T0000609) 20.9355 2004-01-06 2013-01-06 Common Stock 16671 16671 D Non-Qualified Stock Option (right to buy - DF003307) 26.3199 2005-01-13 2014-01-13 Common Stock 46791 46791 D Non-Qualified Stock Option (right to buy - TU000197) 26.3199 2005-01-13 2014-01-13 Common Stock 2139 2139 D Non-Qualified Stock Option (right to buy - T0000695) 26.3199 2005-01-13 2014-01-13 Common Stock 8622 8622 D Non-Qualified Stock Option (right to buy - TU000198) 26.3199 2005-01-13 2014-01-13 Common Stock 394 394 D Non-Qualified Stock Option (right to buy - DF902168) 26.8941 2006-01-07 2015-01-07 Common Stock 50768 50768 D Non-Qualified Stock Option (right to buy - T0000699) 26.8941 2006-01-07 2015-01-07 Common Stock 9355 9355 D Non-Qualified Stock Option (right to buy - TU000199) 26.8941 2006-01-07 2015-01-07 Common Stock 321 321 D Sales are pursuant to a 10b5-1 Sales Plan dated November 7, 2005, between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $01 per share. The reporting person was entitled to receive a total of 4,856 shares of common stock of the Issuer pursuant to the vesting provisions in the 2005 Award of Deferred Stock Units ("DSUs"). A portion of these shares (1,436) were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of 3,420 net shares of common stock. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of Common Stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. Barry A. Fromberg 2006-01-10 -----END PRIVACY-ENHANCED MESSAGE-----