-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FynitO1OM9w8aiyyxAT3sxZ5XWZWNTHlgUBswKCD2d72+6mR3x4KJJ0X+6i9Lo64 yiyTLEEBjkZBZbEVW/2Lug== 0001136259-05-000029.txt : 20051109 0001136259-05-000029.hdr.sgml : 20051109 20051109170538 ACCESSION NUMBER: 0001136259-05-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051107 FILED AS OF DATE: 20051109 DATE AS OF CHANGE: 20051109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROMBERG BARRY A CENTRAL INDEX KEY: 0001136259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 051190899 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-11-07 0000931336 DEAN FOODS CO/ DF 0001136259 FROMBERG BARRY A 2515 MCKINNEY AVENUE, LB 30, SUITE 1200 DALLAS TX 75201 0 1 0 0 Executive Vice President Common Stock 2005-11-07 4 M 0 4100 0 A 37188.001 D Common Stock 2005-11-07 4 S 0 3000 37.50 D 34188.001 D Common Stock 2005-11-07 4 S 0 1000 37.60 D 33188.001 D Common Stock 2005-11-07 4 S 0 100 37.70 D 33088.001 D Deferred Stock Units (DU000093) 0 2005-01-13 2014-01-13 Common Stock 12800 12800 D Deferred Stock Units (TU905827) 0 2005-01-13 2014-01-13 Common Stock 2359 2359 D Restricted Stock Units (DF902033) 0 2006-01-07 2015-01-07 Common Stock 20500 20500 D Restricted Stock Units (TU905726) 0 2006-01-07 2015-01-07 Common Stock 3778 3778 D Incentive Stock Option (right to buy - DF002195) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy - T0001047) 20.9355 2004-01-06 2013-01-06 Common Stock 743 743 D Incentive Stock Option (right to buy - DF003306) 26.3199 2005-01-13 2014-01-13 Common Stock 1070 1070 D Incentive Stock Option (right to buy - T0001768) 26.3199 2005-01-13 2014-01-13 Common Stock 197 197 D Incentive Stock Option (right to buy - DF902167) 26.8941 2006-01-07 2015-01-07 Common Stock 5232 5232 D Incentive Stock Option (right to buy - T0001365) 26.8941 2006-01-07 2015-01-07 Common Stock 643 643 D Non-Qualified Stock Option (right to buy - T0000579) 13.7918 1999-07-31 2008-07-31 Common Stock 3569 3569 D Non-Qualified Stock Option (right to buy - T0000608) 13.7918 1999-07-31 2008-07-31 Common Stock 11569 11569 D Non-Qualified Stock Option (right to buy - T0000499) 12.1383 2002-01-22 2011-01-22 Common Stock 45 45 D Non-Qualified Stock Option (right to buy - T0003349) 12.1383 2002-01-22 2011-01-22 Common Stock 8 8 D Non-Qualified Stock Option (right to buy - DF001523) 17.1835 2003-01-14 2012-01-14 Common Stock 115086 115086 D Non-Qualified Stock Option (right to buy - T0000623) 17.1835 2003-01-14 2012-01-14 Common Stock 21207 21207 D Non-Qualified Stock Option (right to buy - DF001332) 17.1835 2003-01-14 2012-01-14 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy - T0000613) 17.1835 2003-01-14 2012-01-14 Common Stock 13820 13820 D Non-Qualified Stock Option (right to buy - DF002196) 20.9355 2005-11-07 4 M 0 4100 0 D 2004-01-06 2013-01-06 Common Stock 4100 86215 D Non-Qualified Stock Option (right to buy - T0000609) 20.9355 2004-01-06 2013-01-06 Common Stock 16671 16671 D Non-Qualified Stock Option (right to buy - DF003307) 26.3199 2005-01-13 2014-01-13 Common Stock 46791 46791 D Non-Qualified Stock Option (right to buy - TU000197) 26.3199 2005-01-13 2014-01-13 Common Stock 2139 2139 D Non-Qualified Stock Option (right to buy - T0000695) 26.3199 2005-01-13 2014-01-13 Common Stock 8622 8622 D Non-Qualified Stock Option (right to buy - TU000198) 26.3199 2005-01-13 2014-01-13 Common Stock 394 394 D Non-Qualified Stock Option (right to buy - DF902168) 26.8941 2006-01-07 2015-01-07 Common Stock 50768 50768 D Non-Qualified Stock Option (right to buy - T0000699) 26.8941 2006-01-07 2015-01-07 Common Stock 9355 9355 D Non-Qualified Stock Option (right to buy - TU000199) 26.8941 2006-01-07 2015-01-07 Common Stock 321 321 D Sales are pursuant to a 10b5-1 Sales Plan dated November 29, 2004 between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $01 per share of Dean Foods Company The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. In order to comply with the IRS guidelines which stipulate that the aggregate fair market value of incentive stock option grants (valued as of the grant date) exercisable for the first time during any calendar cannot exceed $100,000, a correction was made, whereby there was a replacement of some of the incentive stock options with non-qualified options, which contain the same exercise price and vesting terms. Barry A. Fromberg 2005-11-09 -----END PRIVACY-ENHANCED MESSAGE-----