-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0KpLAs0sR/descDbh8+GnLImvjHELsAfgV7ZDZSf5n2mv1vfrzJVVXuagWsQimj gWpK02RL/6VsT+3BHmBvzg== 0001136259-05-000003.txt : 20050111 0001136259-05-000003.hdr.sgml : 20050111 20050111173442 ACCESSION NUMBER: 0001136259-05-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050107 FILED AS OF DATE: 20050111 DATE AS OF CHANGE: 20050111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROMBERG BARRY A CENTRAL INDEX KEY: 0001136259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 05524255 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-01-07 0000931336 DEAN FOODS CO/ DF 0001136259 FROMBERG BARRY A 2515 MCKINNEY AVENUE, LB 30, SUITE 1200 DALLAS TX 75201 0 1 0 0 Executive Vice President Common Stock 2005-01-07 4 M 0 6900 0 A 32289.975 D Deferred Stock Units 0 2005-01-07 4 M 0 6900 0 D 2004-01-07 2013-01-07 Common Stock 6900 20700 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 16000 16000 D Non-Qualified Stock Option (right to buy) 16.3333 1999-08-28 2008-08-28 Common Stock 87782 87782 D Non-Qualified Stock Option (right to buy) 14.375 2001-01-22 2011-01-22 Common Stock 45 45 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 115086 115086 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 75000 75000 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 90468 90468 D Incentive Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 46791 46791 D Stock Units 0 2005-01-10 4 A 0 20500 0 A 2006-01-10 2015-01-10 Common Stock 20500 20500 D Non-Qualified Stock Option (right to buy) 31.85 2005-01-10 4 A 0 56000 0 A 2006-01-07 2015-01-07 Common Stock 56000 56000 D The reporting person received 6,900 shares of common stock of the Issuer on the second annual vesting date of an award of Deferred Stock Units ("DSUs"). The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an exempt award of Stock Units ("SUs") under the Company's 1989 Stock Awards Plan. Each SU is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the SU Award Agreement. The SUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. Barry A. Fromberg 2005-01-11 -----END PRIVACY-ENHANCED MESSAGE-----