-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGOfIebc3Qcq5NOraF4uF7L4+4YR5FnXqLZtz7FemGRViB+R7pSMcRJFXhd7v/LP OdYUcFmEvn/+KzYobMKF8w== 0001136259-04-000003.txt : 20041221 0001136259-04-000003.hdr.sgml : 20041221 20041221110526 ACCESSION NUMBER: 0001136259-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040305 FILED AS OF DATE: 20041221 DATE AS OF CHANGE: 20041221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROMBERG BARRY A CENTRAL INDEX KEY: 0001136259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 041215991 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: DEAN FOODS COMPANY STREET 2: 2515 MCKINNEY AVENUE, SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-03-05 0000931336 DEAN FOODS CO/ DF 0001136259 FROMBERG BARRY A 2515 MCKINNEY AVENUE, LB 30, SUITE 1200 DALLAS TX 75201 0 1 0 0 Executive Vice President Common Stock 2004-08-31 5 J 0 95.209 31.5095 A 18321.418 D Common Stock 2004-09-30 5 J 0 78.379 25.517 A 18399.797 D Common Stock 2004-10-29 5 J 0 36.178 25.3725 A 18435.975 D Common Stock 2004-03-05 4 M 0 6954 14.375 A 25389.975 D Deferred Stock Units 0 2004-01-07 2013-01-07 Common Stock 27600 27600 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 16000 16000 D Non-Qualified Stock Option (right to buy) 16.3333 1999-08-28 2008-08-28 Common Stock 87782 87782 D Incentive Stock Option (right to buy) 14.375 2004-03-05 4 M 0 6954 14.375 D 2001-01-22 2011-01-22 Common Stock 6954 6954 D Non-Qualified Stock Option (right to buy) 14.375 2001-01-22 2011-01-22 Common Stock 45 45 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 115086 115086 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 75000 75000 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 90468 90468 D Incentive Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 46791 46791 D Shares purchased through Issuer's Employee Stock Purchase Plan. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. Barry A. Fromberg 2004-12-20 -----END PRIVACY-ENHANCED MESSAGE-----