-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A4QQo+SftgTgM214tHpcU1J4AHK0u/rihs8hOVNL3R3f6bcuBCDYWuKp9owUBkEL ZzIIDZbUVavEx8baUZjwww== 0001136259-03-000016.txt : 20031216 0001136259-03-000016.hdr.sgml : 20031216 20031216165820 ACCESSION NUMBER: 0001136259-03-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031212 FILED AS OF DATE: 20031216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROMBERG BARRY A CENTRAL INDEX KEY: 0001136259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 031057900 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-12 0000931336 DEAN FOODS CO/ DF 0001136259 FROMBERG BARRY A 2515 MCKINNEY AVENUE, LB 30, SUITE 1200 DALLAS TX 75201 0100Executive Vice PresidentCommon Stock2003-11-285J071.71427.8885A14342.93DCommon Stock2003-12-125M0278214.375A17124.93DCommon Stock2003-12-125M04721816.3333A64342.93DCommon Stock2003-12-155M05000014.375A114342.93DCommon Stock2003-12-124S02420032.41D90142.93DCommon Stock2003-12-124S080032.42D89342.93DCommon Stock2003-12-124S02500032.50D64392.93DCommon Stock2003-12-154S05000032.50D14342.93DDeferred Stock Units02004-01-072013-01-07Common Stock3450034500DIncentive Stock Opti on (right to buy)14.3752001-01-222011-01-22Common Stock69546954DNon-Qualified Stock Option (right to buy)14.3752003-12-125M0278214.375D2001-01-222011-01-22Common Stock278283045DNon-Qualified Stock Option (right to buy)14.3752003-12-155M05000014.375D2001-01-222011-01-22Common Stock5000033045DIncentive Stock Option (right to buy)20.352003-01-142012-01-14Common Stock49144914DNon-Qualified Stock Option (right to buy)20.352003-01-142012-01-14Common Stock190086190086DIncentive Stock Option (right to buy)24.79332004-01-062013-01-06Common Stock40324032DNon-Qualified Stock Option (right to buy)24.79332004-01-062013-01-06Common Stock9046890468DNon-Qualified Stock Option (right to buy)16.33332003-12-125M04721816.3333 D1999-08-282008-08-28Common Stock4721887782DShares purchased through Issuer's Employee Stock Purchase Plan.The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions.The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.Barry A. Fromberg2003-12-16 -----END PRIVACY-ENHANCED MESSAGE-----