-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUqm9iSC9c9e77TTlTyStEAKaHszfFKX5ms3N2sotyukBBa75qYGVfoJTEjo+ySA ntFoLp8itQXdiA3tLC385A== 0001136258-04-000004.txt : 20040213 0001136258-04-000004.hdr.sgml : 20040213 20040213152238 ACCESSION NUMBER: 0001136258-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040211 FILED AS OF DATE: 20040213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALADO MIGUEL M CENTRAL INDEX KEY: 0001136258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 04598449 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-11 0000931336 DEAN FOODS CO/ DF 0001136258 CALADO MIGUEL M 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 0 Executive Vice President and Common Stock 2004-02-11 5 M 0 11615 14.375 A 45856 D Common Stock 2004-02-11 4 S 0 6532 33.05 D 39324 D Common Stock 2004-02-11 4 S 0 1452 33.0515 D 37872 D Common Stock 2004-02-11 4 S 0 1452 33.084 D 36420 D Common Stock 2004-02-11 4 S 0 2179 33.10 D 34241 D Non-Qualified Stock Option (right to buy) 16.3333 1999-07-31 2008-07-31 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 14.375 2004-02-11 5 M 0 11615 14.375 D 2002-01-22 2011-01-22 Common Stock 11615 0 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common stock 85086 85086 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 33468 33468 D Deferred Stock Units (right to receive) 0 2004-01-07 2013-01-07 Common Stock 10800 10800 D Sale is pursuant to a 10b5-1 Sales Plan between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share of Dean Foods Company. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions. Amended to correct Item 3. Date of Earliest Transaction from March 6, 2004 to February 6, 2004. Miguel M. Calado 2004-02-13 -----END PRIVACY-ENHANCED MESSAGE-----