-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LEP22+4Qf9xTEBLNCiI2L5vqOXMouPas0ob/z5xXbpyCvE/d2dom6CuJwX8Hzi1H 2ILYJGVbl2Cr8wS4sfTmTg== 0001136258-04-000001.txt : 20040128 0001136258-04-000001.hdr.sgml : 20040128 20040128133531 ACCESSION NUMBER: 0001136258-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040126 FILED AS OF DATE: 20040128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALADO MIGUEL M CENTRAL INDEX KEY: 0001136258 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 04548633 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-01-26 0000931336 DEAN FOODS CO/ DF 0001136258 CALADO MIGUEL M 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 0 1 0 0 Executive Vice President and Common Stock 2004-01-07 5 M 0 1844 0 A 22111 D Common Stock 2004-01-26 4 S 0 1400 32.90 D 20711 D Common Stock 2004-01-26 4 S 0 444 32.91 D 20267 D Non-Qualified Stock Option (right to buy) 16.3333 1999-07-31 2008-07-31 Common Stock 75000 75000 D Incentive Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 13974 13974 D Non-Qualified Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 18045 18045 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common stock 85086 85086 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 33468 33468 D Deferred Stock Units (right to receive) 0 2004-01-07 5 M 0 2700 0 D 2004-01-07 2013-01-07 Common Stock 2700 10800 D The reporting person received 2,700 shares of common stock of the Issuer on the first annual vesting date of an award of Deferred Stock Units ("DSUs"); 856 shares of common stock were forfeited by the reporting person. Sale is pursuant to a 10b5-1 Sales Plan between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $0.01 per share of Dean Foods Company. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions. Miguel M. Calado 2004-01-28 -----END PRIVACY-ENHANCED MESSAGE-----