-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVbN58IFmE5Mg0j1NBAs+c4GjN2zDgjPjw3MSne9Y7Z8Csclaom5CyZoLy+/d+Ud L8eSFb5LJOirRBtQ3+qZbw== 0001136257-05-000010.txt : 20050812 0001136257-05-000010.hdr.sgml : 20050812 20050812160927 ACCESSION NUMBER: 0001136257-05-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050810 FILED AS OF DATE: 20050812 DATE AS OF CHANGE: 20050812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 051021834 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-08-10 0000931336 DEAN FOODS CO/ DF 0001136257 BERNON ALAN J DEAN NORTHEAST, LLC 124 GROVE STREET FRANKLIN MA 02038 1 1 0 0 Chief Operating Officer Common Stock 2005-08-10 4 P 0 3100 35.00 A 589668.4644 D Non-Qualified Stock Option (right to buy) 12.1383 2002-01-22 2011-01-22 Common Stock 33045 33045 D Non-Qualified Stock Option (right to buy) 12.1383 2005-06-27 2011-01-22 Common Stock 6089 6089 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 75084 75084 D Non-Qualified Stock Option (right to buy) 17.1835 2005-06-27 2012-01-14 Common Stock 13836 13836 D Non-Qualified Stock Option (right to buy) 17.1835 2003-01-14 2012-01-14 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 17.1835 2005-06-27 2012-01-14 Common Stock 9213 9213 D Incentive Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy) 20.9355 2006-01-06 2013-01-06 Common Stock 743 743 D Non-Qualified Stock Option (right to buy) 20.9355 2004-01-06 2013-01-06 Common Stock 78468 78468 D Non-Qualified Stock Option (right to buy) 20.9355 2005-06-27 2013-01-06 Common Stock 14459 14459 D Incentive Stock Option (right to buy) 26.3199 2005-01-13 2014-01-13 Common Stock 2139 2139 D Incentive Stock Option (right to buy) 26.3199 2006-01-13 2014-01-13 Common Stock 394 394 D Non-Qualified Stock Option (right to buy) 26.3199 2005-01-13 2014-01-13 Common Stock 36791 36791 D Non-Qualified Stock Option (right to buy) 26.3199 2005-06-27 2014-01-13 Common Stock 6779 6779 D Incentive Stock Option (right to buy) 26.8941 2006-01-10 2015-01-10 Common Stock 5232 5232 D Incentive Stock Option (right to buy) 26.8941 2006-01-10 2015-01-10 Common Stock 964 964 D Non-Qualified Stock Option (right to buy) 26.8941 2006-01-10 2015-01-10 Common Stock 23368 23368 D Non-Qualified Stock Option (right to buy) 26.8941 2006-01-10 2015-01-10 Common Stock 4306 4306 D The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the option price has been adjusted to reflect the post-spin value of the option, and the reporting person has received additional options so the post-spin value of the option award is the same as the pre-spin value of the option award. Adjusted to correctly reflect option grant type. Alan J. Bernon 2005-08-12 -----END PRIVACY-ENHANCED MESSAGE-----