-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F3ua+TyUmG10q1t01prLje/kcOdUB/JOFaXlQIr91glYth+wG8opNf4cNOBlHEY8 Y7IUBjUwlhbzmKlaugpKlQ== 0001136257-04-000006.txt : 20040608 0001136257-04-000006.hdr.sgml : 20040608 20040608165210 ACCESSION NUMBER: 0001136257-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040604 FILED AS OF DATE: 20040608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 04854203 BUSINESS ADDRESS: STREET 1: DEAN NORTHEAST, LLC STREET 2: 124 GROVE STREET CITY: FRANKLIN STATE: MA ZIP: 02038 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-04 0000931336 DEAN FOODS CO/ DF 0001136257 BERNON ALAN J DEAN NORTHEAST, LLC 124 GROVE STREET FRANKLIN MA 02038 1 1 0 0 Chief Operating Officer Common Stock 2003-11-28 5 J 0 .001 27.8885 A 787446.238 D Common Stock 2004-01-30 5 J 0 242.347 27.20 A 787688.585 D Common Stock 2004-02-11 5 J 0 5170 28.14 A 792858.585 D Common Stock 2004-02-23 5 M 0 6954 14.375 A 799812.585 D Common Stock 2004-02-27 5 J 0 202.504 30.8635 A 800015.089 D Common Stock 2004-03-31 5 J 0 220.147 28.39 A 800235.236 D Common Stock 2004-04-30 5 J 0 67.726 28.543 A 800302.962 D Common Stock 2004-06-04 4 S 0 20220 35.90 D 780082.962 D Common Stock 2004-06-04 4 S 0 2580 35.91 D 777502.962 D Common Stock 2004-06-04 4 S 0 4260 35.92 D 773242.962 D Common Stock 2004-06-04 4 S 0 2160 35.93 D 771082.962 D Common Stock 2004-06-04 4 S 0 60 35.94 D 771022.962 D Common Stock 2004-06-04 4 S 0 720 35.95 D 770302.962 D Common Stock 2004-06-07 4 S 0 4500 36.00 D 765802.962 D Common Stock 2004-06-07 4 S 0 4900 36.03 D 760902.962 D Common Stock 2004-06-07 4 S 0 100 36.08 D 760802.962 D Common Stock 2004-06-07 4 S 0 17499 36.10 D 743303.962 D Common Stock 2004-06-07 4 S 0 5000 36.13 D 738303.962 D Common Stock 2004-06-07 4 S 0 14000 36.15 D 724303.962 D Common Stock 2004-06-07 4 S 0 900 36.16 D 723403.962 D Common Stock 2004-06-07 4 S 0 600 36.20 D 722803.962 D Incentive Stock Option (right to buy) 14.375 2004-02-23 5 M 0 6954 14.375 D 2002-01-22 2011-01-22 Common Stock 6954 0 D Non-Qualified Stock Option (right to buy) 14.375 2002-01-22 2011-01-22 Common Stock 33045 33045 D Incentive Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 4914 4914 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 75084 75084 D Non-Qualified Stock Option (right to buy) 20.35 2003-01-14 2012-01-14 Common Stock 50000 50000 D Incentive Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 4032 4032 D Non-Qualified Stock Option (right to buy) 24.7933 2004-01-06 2013-01-06 Common Stock 78468 78468 D Incentive Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 3209 3209 D Non-Qualified Stock Option (right to buy) 31.17 2005-01-13 2014-01-13 Common Stock 36791 36791 D Shares purchased through Issuer's Employee Stock Purchase Plan. Shares were purchased with bonus dollars deferred pursuant to the Company's Executive Deferred Compensation Plan at a 15% discount off the market price at the time of the purchase. Shares are subject to restrictions as described in the plan and are subject to vesting over a two-year period beginning on the first anniversary of the purchase date. The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date. Alan J. Bernon 2004-06-08 -----END PRIVACY-ENHANCED MESSAGE-----