-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1mbHXIHRR+fIpZquFtrxG7RC7gg1IJ7182HozJl56EYLarA6lzzw+aTHcbUVhNf Y7H4QQuXDlhRK5IsQ078Ew== 0001136257-03-000017.txt : 20030808 0001136257-03-000017.hdr.sgml : 20030808 20030808160656 ACCESSION NUMBER: 0001136257-03-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030807 FILED AS OF DATE: 20030808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNON ALAN J CENTRAL INDEX KEY: 0001136257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 03832014 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-07 0000931336 DEAN FOODS CO/ DF 0001136257 BERNON ALAN J DEAN NORTHEAST, LLC 124 GROVE STREET FRANKLIN MA 02038 1100Chief Operating OfficerCommon Stock2003-08-074M04000220.35A961946.237DIncentive Stock Option (right to buy)14.3752002-01-222011-01-22Common Stock69546954DNon-Qualified Stock Option (right to buy)14.3752002-01-222011-01-22Common Stock3304533045DIncentive Stock Option (right to buy)20.352003-01-142012-01-14Common Stock49144914DNon-Qualified Stock Option (right to buy)20.352003-08-074M04000220.35D2003-01-142012-01-14Common Stock4000275084DNon-Qualified Stock Option (right to buy)20.352003-01-142012-01-14Common Stock5000050000DIncentive Stock Option (right to buy)24.79332004-01-062013-01-06Common Stock40324032DNon-Qualified Stock Option (right to buy)24.79332004-01-062013-01-06Common Stock7846878468DDeferred Stock Units02004-01-072013-01-07Common Stock3300033000DThe shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions.Alan J. Bernon2003-08-08 -----END PRIVACY-ENHANCED MESSAGE-----