-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EfxRhrwOoXRTyBsLDd53Wu5oBD6lXkX7oi5D6TTMtD0jBbzsCYqfh+sXISNinSKl BN4niYTNDTI2pDTYupCuYg== 0001037483-03-000007.txt : 20031023 0001037483-03-000007.hdr.sgml : 20031023 20031023160420 ACCESSION NUMBER: 0001037483-03-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLENS LEWIS M CENTRAL INDEX KEY: 0001037483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 03954194 BUSINESS ADDRESS: STREET 1: 1555 NORTH ASTOR, APT. 6@ CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: ANGELA B. MIRO STREET 2: 2515 MCKINNEY AVE CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-09-30 0000931336 DEAN FOODS CO/ DF 0001037483 COLLENS LEWIS M 1555 ASTOR ST., APT 6W CHICAGO IL 60610 1000Common Stock2003-09-305A09090A8329D< /ownershipNature>Non-Qualified Stock Option (right to buy)24.77332002-07-012012-07-01Common Stock2250022500DNon-Qualified Stock Option (right to buy)31.502003-06-305A075000A2003-06-302013-06-30Common Stock75007500DDeferred Stock Units02003-06-305A025500A2004-06-302013-06-30Common Stock25502550DThese are restricted shares issued under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan in payment of fees owed for services as an independent director. All such shares are subject to a 3-year vesting period, with the first vesting occurring as of the date the shares were earned.The options were granted under the Issuer's 1997 Amended and Restated Stock Option and Restricted Stock Plan, and are fully vested and immediately exercisable upon grant.The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a three-year period beginning on the first anniversary of the date of grant.Lewis M. Collens2003-10-23 -----END PRIVACY-ENHANCED MESSAGE-----