-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CiekXi//7rX8PJelSLZug57VKb9vEOLvdCf4UgaCr+M0Y0x08s8GWA+SsFJhrgF2 +1pq9eI+YOKpfQYjo3fqeA== 0001033927-06-000007.txt : 20060118 0001033927-06-000007.hdr.sgml : 20060118 20060118110637 ACCESSION NUMBER: 0001033927-06-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060113 FILED AS OF DATE: 20060118 DATE AS OF CHANGE: 20060118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 06534674 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-13 0000931336 DEAN FOODS CO/ DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 Chairman of the Board and Common Stock 2006-01-13 4 M 0 23922 0 A 1551205 D Common Stock 2006-01-13 4 F 0 8550 37.82 D 1542655 D Non-Qualified Stock Option (right to buy-T0000589) 8.2329 1998-05-13 2007-05-13 Common Stock 270000 270000 D Non-Qualified Stock Option (right to buy-T0000692) 8.2329 1998-05-13 2007-05-13 Common Stock 2773 2773 D Non-Qualified Stock Option (right to buy-SI000772) 16.4658 1999-01-02 2008-01-02 Common Stock 360000 360000 D Non-Qualified Stock Option (right to buy-T0000716) 16.4658 1999-01-02 2008-01-02 Common Stock 3697 3697 D Incentive Stock Option (right to buy-SI000928) 9.9569 2000-01-29 2009-01-29 Common Stock 25200 25200 D Incentive Stock Option (right to buy-T0001588) 9.9569 2000-01-29 2009-01-29 Common Stock 259 259 D Non-Qualified Stock Option (right to buy-SI001255) 9.9569 2000-01-29 2009-01-29 Common Stock 244800 244800 D Non-Qualified Stock Option (right to buy-T0000681) 9.9569 2000-01-29 2009-01-29 Common Stock 2514 2514 D Non-Qualified Stock Option (right to buy-SI001308) 9.6403 2000-06-04 2009-06-04 Common Stock 171000 171000 D Non-Qualified Stock Option (right to buy-T0000734) 9.6403 2000-06-04 2009-06-04 Common Stock 1756 1756 D Non-Qualified Stock Option (right to buy-SI001688) 10.5374 2001-01-04 2010-01-04 Common Stock 495000 495000 D Non-Qualified Stock Option (right to buy-T0000668) 10.5374 2001-01-04 2010-01-04 Common Stock 5083 5083 D Incentive Stock Option (right to buy-SF002260) 12.1383 2002-01-22 2011-01-22 Common Stock 13974 13974 D Incentive Stock Option (right to buy-T0002007) 12.1383 2002-01-22 2011-01-22 Common Stock 143 143 D Non-Qualified Stock Option (right to buy-SF002261) 12.1383 2002-01-22 2011-01-22 Common Stock 586026 586026 D Non-Qualified Stock Option (right to buy-T0000673) 12.1383 2002-01-22 2011-01-22 Common Stock 6020 6020 D Incentive Stock Option (right to buy-DF001511) 17.1835 2003-01-14 2012-01-14 Common Stock 4914 4914 D Incentive Stock Option (right to buy-T0002883) 17.1835 2003-01-14 2012-01-14 Common Stock 50 50 D Non-Qualified Stock Option (right to buy-DF001329) 17.1835 2003-01-14 2012-01-14 Common Stock 450000 450000 D Non-Qualified Stock Option (right to buy-T0000663 17.1835 2003-01-14 2012-01-14 Common Stock 4620 4620 D Non-Qualified Stock Option (right to buy-DF001512 17.1835 2003-01-14 2012-01-14 Common Stock 595086 595086 D Non-Qualified Stock Option (right to buy-T0000675) 17.1835 2003-01-14 2012-01-14 Common Stock 6110 6110 D Incentive Stock Option (right to buy-DF002187) 20.9355 2004-01-06 2013-01-06 Common Stock 4032 4032 D Incentive Stock Option (right to buy-T0003517) 20.9355 2004-01-06 2013-06-06 Common Stock 743 743 D Non-Qualified Stock Option (right to buy-DF002188) 20.9355 2004-01-06 2013-01-06 Common Stock 604968 604968 D Non-Qualified Stock Option (right to buy-T0000656) 20.9355 2004-01-06 2013-01-06 Common Stock 40836 40836 D The reporting person was entitled to receive a total of 23,922 shares of common stock of the Issuer pursuant to the vesting provisions in the 2004 Award of Restricted Stock Units ("RSUs"). A portion of these shares (8,550) were forfeited to satisfy tax obligations of the reporting person, resulting in the issuance of 15,372 net shares of common stock. The shares of common stock subject to the Option vest ratably in three equal increments commencing on the first anniversary of the grant date. CONTINUED ON SECOND FORM 4 FILED ON THIS SAME DATE. Gregg L. Engles 2006-01-18 -----END PRIVACY-ENHANCED MESSAGE-----