-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJiPMycc80fj+sqvJGdyOQLkAnu1+qmzIjvBROLp2uk+p0FvQO9WiH5BEaesdm1h KSiuP1FMJaiui7aRblmsmw== 0001033927-05-000013.txt : 20050711 0001033927-05-000013.hdr.sgml : 20050711 20050711195114 ACCESSION NUMBER: 0001033927-05-000013 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050707 FILED AS OF DATE: 20050711 DATE AS OF CHANGE: 20050711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 05949154 BUSINESS ADDRESS: BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2005-07-07 2005-01-18 0000931336 DEAN FOODS CO/ DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1 1 0 0 Chairman of the Board and Common Stock 2005-07-07 4 M 0 108375 0 A 1509317 D Deferred Stock Units 0 2005-07-07 4 M 0 144000 0 D 2004-01-07 2013-01-07 Common Stock 144000 0 D Deferred Stock Units 0 2005-07-07 4 M 0 26535 0 D 2004-01-07 2013-01-07 Common Stock 26535 0 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 80800 80800 D Deferred Stock Units 0 2005-01-13 2014-01-13 Common Stock 14889 14889 D Restricted Stock Units 0 2006-01-10 2015-01-10 Common Stock 104000 104000 D Restricted Stock Units 0 2006-01-10 2015-01-10 Common Stock 19164 19164 D The reporting person was entitled to receive 144,000 shares of common stock of the Issuer pursuant to certain accelerated vesting provisions in the 2003 Award of Deferred Stock Units ("DSUs"). Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted by 26,535 to restore the post-spin value of the award to the pre-spin value of the award. A portion of these shares (62,160) were surrendered to satisfy tax obligations of the reporting person, resulting in the issuance of 108,375 net shares of common stock. The Amount of Securities Beneficially Owned Following the Reported Transactions reflects the number of Issuer's shares of stock owned by the Reporting Person, taking into account adjustments for splits, exchanges and any voluntary reporting events. A Stock Unit, which is issued under the Company's 1989 Stock Awards Plan, is a right to receive one share of common stock of the Issuer in the future, subject to the terms and conditions of the award agreement. The units vest annually, on a prorata basis, over a five-year period beginning on the first anniversary date of grant, subject to certain accelerated vesting provisions. Due to the spin-off of the Issuer's Specialty Foods Division on June 27, 2005, the reporting person's number of DSUs has been adjusted to restore the post-spin value of the award to the pre-spin value of the award. Gregg L. Engles 2005-07-07 -----END PRIVACY-ENHANCED MESSAGE-----