-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KNbG2tZ4mB8mLB4Q06SKc+J9Q9rqfRymhtizXh7TC8Y+em0N69zAezBmu13ZMdTf 4T6a7h67HAsRsr1Ut+d5SA== 0001033927-03-000023.txt : 20031112 0001033927-03-000023.hdr.sgml : 20031111 20031112114845 ACCESSION NUMBER: 0001033927-03-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031107 FILED AS OF DATE: 20031112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 03991983 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-303-3400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-07 0000931336 DEAN FOODS CO/ DF 0001033927 ENGLES GREGG L 2515 MCKINNEY AVENUE, SUITE 1200 DALLAS TX 75201 1100Chairman of the Board andCommon Stock2003-11-074S017500030.90D1696128DCommon Stock2003-11-074S0500030.91D1691128DCommon Stock2003-11-074S0600030.93D1685128DCommon Stock2003-11-074S0100030.94D1684128DCommon Stock2003-11-074S0 2000031.00D1664128DCommon Stock2003-11-104S06851331.00D1595615DCommon Stock2003-11-104S0101531.01 D1594600DCommon Stock2003-11-104S016931.02D1594431DCommon Stock2003-11-104S01708631.05D1577345DCommon Stock2003-11-104S033831.06D1577007DCommon Stock2003-11-104S08431.07D1576923DCommon Stock20 03-11-104S01852431.10D1558399DCommon Stock2003-11-104S042331.11D1557976DCommon Stock2003-11-104S093131.12D1557045DCommon Stock2003-11-104S059231.13D1556453DCommon Stock2003-11-104S02765931.15D~~1528794~~D~~Common Stock2003-11-104S010911331.20D1419681DCommon Stock2003-11-104S0177731.21D1417904DCommon Stock2003-11-104S08431.22D1417820DCommon Stock2003-11-104S0169231.23D1416128D~~Non-Qualified Stock Option (right to buy)9.75< /value>1998-05-132007-05-13Common Stock450000450000DNon-Qualified Stock Option (right to buy)19.501999-01-022008-01-02Common Stock360000360000DIncentive Stock Option (right to buy)11.79172000-01-292009-01-29Common Stock2520025200DNon-Qualified Stock Option (right to buy)11.79172000-01-292009-01-29Common Stock244800244800DNon-Qualified Stock Option (right to buy)11.41672000-06-042009-06-04Common Stock171000171000DNon-Qualified Stock Option (right to buy)12.47922001-01-042010-01-04Common Stock495000495000DIncentive Stock Option (right to buy)14.3752002-01-222011-01-22Common Stock1397413974DNon-Qualified Stock Option (right to buy)14.3752002-01-222011-01-22Common Stock586026586026DIncentive Stock Option (right to buy)20.352003-01-142012-01-14Common Stock49144914DNon-Qualified Stock Option (right to buy)20.352003-01-142012-01-14Common Stock450000450000DNon-Qualified Stock Option (right to buy)20.352003-01-142012-01-14Common Stock595086595086DIncentive Stock Option (right to buy)24.79332004-01-062013-01-06Common Stock40324032DNon-Qualified Stock Option (right to buy24.79332004-01-062013-01-06Common Stock604968604968DDeferred Stock Units02004-01-072013-01-07Common Stock240000240000DSale is pursuant to a 10b5-1 Sales Plan dated August 28, 2003 between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $.01 per share of Dean Foods Company. The Sales Plan authorizes Bear Stearns to sell 905,000 shares of stock commencing on August 29, 2003, and ending on the close of business on June 30, 2004.The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-y ear period beginning on on the first anniversary date of grant, subject to certain accelerated vesting provisions.Gregg L. Engles2003-11-12 -----END PRIVACY-ENHANCED MESSAGE-----