-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZR/as+d9jCgOHpGqTx/BAdmmT6SlQgz++dqDj+bz7h/3DGc7t8bR0XKhRnBCtmu B+Qt3cWGcvDknOnwfOZ2WA== 0001033927-03-000010.txt : 20030520 0001033927-03-000010.hdr.sgml : 20030520 20030520134104 ACCESSION NUMBER: 0001033927-03-000010 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030113 FILED AS OF DATE: 20030520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEAN FOODS CO/ CENTRAL INDEX KEY: 0000931336 STANDARD INDUSTRIAL CLASSIFICATION: ICE CREAM & FROZEN DESSERTS [2024] IRS NUMBER: 752559681 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143033400 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVENUE LB 30 STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: SUIZA FOODS CORP DATE OF NAME CHANGE: 19941013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGLES GREGG L CENTRAL INDEX KEY: 0001033927 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12755 FILM NUMBER: 03711936 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVE STREET 2: 9TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2145289922 MAIL ADDRESS: STREET 1: 2515 MCKINNEY AVE STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75201 4/A 1 edgar.xml PRIMARY DOCUMENT X0101 4/A2003-01-132003-01-15 0000931336 DEAN FOODS CO/ DF 0001033927 ENGLES GREGG L 1100Chairman of the BoardCommon Stock2003-01-134S02500039.75D1082012DCommon Stock2002-12-165G023500D1779662DDeferred Stock Units02003-01-075A01600000A2004-01-072013-01-07Common Stock160000160000DIncentive Stock Option (right to buy)37.192003-01-065A0268837.19A2004-01-062013-01-06Common Stock26882688DNon-Qualified Stock Option (right to buy)37.192003-01-065A040331237.19A2004-01-062013-01-06Common Stock403312403312DSale is pursuant to a 10b5-1 Sales Plan dated October 23, 2002, between Reporting Person and Bear Stearns & Co. Inc., acting as agent, to permit the orderly disposition of a portion of the Reporting Person's holdings of the Issuer's common stock, par value $.01 per share of Dean Foods Company. The Sales Plan authorizes Bear Stearns to sell 120,000 shares of stock commencing on November 12, 2002, at a rate of 30,000 shares per fiscal quarter.The reporting person has received an award of Deferred Stock Units ("DSUs") which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period.The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.Gregg L. Engles2003-05-20 -----END PRIVACY-ENHANCED MESSAGE-----