0000876661-19-001195.txt : 20191127
0000876661-19-001195.hdr.sgml : 20191127
20191127122432
ACCESSION NUMBER: 0000876661-19-001195
CONFORMED SUBMISSION TYPE: 25-NSE
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20191127
DATE AS OF CHANGE: 20191127
EFFECTIVENESS DATE: 20191127
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: DEAN FOODS CO
CENTRAL INDEX KEY: 0000931336
STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020]
IRS NUMBER: 752559681
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12755
FILM NUMBER: 191255233
BUSINESS ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 2143033400
MAIL ADDRESS:
STREET 1: 2711 N. HASKELL AVENUE
STREET 2: SUITE 3400
CITY: DALLAS
STATE: TX
ZIP: 75204
FORMER COMPANY:
FORMER CONFORMED NAME: DEAN FOODS CO/
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: SUIZA FOODS CORP
DATE OF NAME CHANGE: 19941013
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK STOCK EXCHANGE LLC
CENTRAL INDEX KEY: 0000876661
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: 212-656-2060
MAIL ADDRESS:
STREET 1: 11 WALL STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
FORMER COMPANY:
FORMER CONFORMED NAME: NEW YORK STOCK EXCHANGE INC
DATE OF NAME CHANGE: 19910628
25-NSE
1
primary_doc.xml
X0203
0000876661
NEW YORK STOCK EXCHANGE LLC
0000931336
DEAN FOODS CO
001-12755
2711 N. Haskell Ave, Ste 3400
Dallas
TX
TEXAS
75204-2906
(214) 303-3400
Common Stock, .01 par value
17 CFR 240.12d2-2(b)
Kristen Braley
Analyst, Regulation
2019-11-27
EX-99.25
2
ruleprovisionnotice.htm
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES
The New York Stock Exchange ('NYSE' or the 'Exchange') hereby notifies the Securities and Exchange Commission (the 'Commission') of its intention to remove the entire class of the common stock ('Common Stock') of Dean Foods Company (the 'Company') from listing and registration on the Exchange at the opening of business on December 9, 2019, pursuant to the provisions of Rule 12d2-2(b) because, in the opinion of the Exchange, the Common Stock is no longer suitable for continued listing and trading on the Exchange.
The Exchange reached its decision pursuant to Section 802.01D of the Listed Company Manual (the 'Manual') based on the Company's November 12, 2019 announcement that it had voluntarily filed for Chapter 11 protection in the United States Bankruptcy court for the Southern District in Texas.
Section 802.01D of the Manual states that the Exchange would normally give consideration to suspending or removing from the list a security of a company when 'an intent to file under any of the sections of the bankruptcy law has been announced or a filing has been made or liquidation has been authorized and the company is committed to proceed'.
The Exchange, on November 12, 2019, determined that the Common Stock of the Company should be suspended from trading, and directed the preparation and filing with the Commission of this application for the removal of the Common Stock from listing and registration on the Exchange. The Company was notified by phone and letter on November 12, 2019.
Pursuant to the above authorization, on November 12, 2019, a press release regarding the proposed delisting was issued and posted on the Exchange's website and trading in the Common Stock were suspended prior to the market open.
The Company had a right to appeal to a Committee of the Board of Directors of the Exchange (the 'Committee') the determination to delist the Common Stock, provided that it filed a written request for such a review with the Secretary of the Exchange within ten business days of receiving notice of the delisting determination. The Company did not file such request within the specified time period. Consequently, all conditions precedent under SEC Rule 12d2-2(b) to the filing of this application have been satisfied.