-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2xXipfhbwNyGkOxFVrpvLdFEEvie5ng+06iVhBkloKfceBUynvir4O8nDR5zOn2 bfrTswDhQLNh3vInL41CHA== 0001125282-02-002917.txt : 20021016 0001125282-02-002917.hdr.sgml : 20021016 20021016153556 ACCESSION NUMBER: 0001125282-02-002917 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021016 EFFECTIVENESS DATE: 20021016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KRAMER SPELLMAN L P ET AL CENTRAL INDEX KEY: 0000931328 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04601 FILM NUMBER: 02790447 BUSINESS ADDRESS: STREET 1: 2050 CENTER AVE CITY: FORT LEE STATE: NJ ZIP: 07024 13F-HR 1 b320773_13fhr.txt 13F HOLDING REPORT FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------ -------------- -------- -------- ------------------ ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------ -------------- -------- -------- ------- --- ---- ---------- -------- ---- ------ ---- AMERICAN FINANCIAL REALTY PREFER 02607P206 600000 60000 N SOLE KRAM 60000 0 0 AMBASE CORP OTC EQ 23164106 265832 282800 N SOLE KRAM 282800 0 0 ACE LTD-ORD COMMON G0070K103 681030 23000 N SOLE KRAM 23000 0 0 ASTORIA FINANCIAL CORP COMMON 46265104 902800 37000 N SOLE KRAM 37000 0 0 *** NT BUTTERFIELD OTC EQ G0772R109 442240 13820 N SOLE KRAM 13820 0 0 BERKSHIRE HATHAWAY INC-DEL COMMON 84670108 886800 12 N SOLE KRAM 12 0 0 BROOKLINE BANCORP INC OTC EQ 11373M107 223269 19000 N SOLE KRAM 19000 0 0 JOHN HANCOCK BANK & THRIFT COMMON 409735107 349600 46000 N SOLE KRAM 46000 0 0 COUNTRYWIDE CREDIT INDS IN COMMON 222372104 235750 5000 N SOLE KRAM 5000 0 0 CERES GROUP INC OTC EQ 156772105 1964406 1017827 N SOLE KRAM 017827 0 0 CIT GROUP INC NEW COMMON 125581108 287680 16000 N SOLE KRAM 16000 0 0 CENTURY BANCORP INC-CL A OTC EQ 156432106 214974 8100 N SOLE KRAM 8100 0 0 DOWNEY FINANCIAL CORP COMMON 261018105 342500 10000 N SOLE KRAM 10000 0 0 FBR ASSET INVESTMENT CORP COMMON 3.02E+307 609570 19500 N SOLE KRAM 19500 0 0 FRIEDMAN BILLINGS RAMSEY G COMMON 358433100 1464798 144600 N SOLE KRAM 144600 0 0 FIRST COMMUNITY BANCORP CA OTC EQ 31983B101 434100 15000 N SOLE KRAM 15000 0 0 FOG CUTTER CAPITAL GROUP I OTC EQ 34416Q109 610747 201500 N SOLE KRAM 201500 0 0 FIRST INVESTORS FINANCIAL OTC EQ 32058A101 389025 123500 N SOLE KRAM 123500 0 0 FIRST NIAGARA FINL GROUP I OTC EQ 33582U100 379080 12000 N SOLE KRAM 12000 0 0 FREDDIE MCA- VOTING COMMON COMMON 313400301 279500 5000 N SOLE KRAM 5000 0 0 GREENPOINT FINANCIAL CORP COMMON 395384100 459140 11000 N SOLE KRAM 11000 0 0 IPC HOLDINGS LTD OTC EQ G4933P101 469920 16000 N SOLE KRAM 16000 0 0 MFA MORTGAGE INVESTMENTS I COMMON 55272X102 298080 36800 N SOLE KRAM 36800 0 0 MEADOWBROOK INSURANCE GROU COMMON 58319P108 1591656 602900 N SOLE KRAM 602900 0 0 METRIS COMPANIES INC COMMON 591598107 321090 139000 N SOLE KRAM 139000 0 0 NEW CENTURY FINANCIAL CORP OTC EQ 64352D101 655200 28000 N SOLE KRAM 28000 0 0 NOVSTAR FINANCIAL INC COMMON 669947400 1125275 51500 N SOLE KRAM 51500 0 0 NEWHALL LAND & FARMING CO- COMMON 651426108 339480 13800 N SOLE KRAM 13800 0 0 NORTH VALLEY BANCORP-CALIF OTC EQ 66304M105 592920 36000 N SOLE KRAM 36000 0 0 NETBANK INC OTC EQ 640933107 724109 69559 N SOLE KRAM 69559 0 0 NEOSE TECHNOLOGIES INC OTC EQ 640522108 671240 86500 N SOLE KRAM 86500 0 0 NUCO2 INC OTC EQ 629428103 81800 10000 N SOLE KRAM 10000 0 0 OCWEN FINANCIAL CORP COMMON 675746101 1831083 631408 N SOLE KRAM 631408 0 0 OLD STONE CORP- 12% CONV PF OTC EQ 680293305 93075 21900 N SOLE KRAM 21900 0 0 PACIFIC UNION BANK CALIF OTC EQ 695025106 211869 18900 N SOLE KRAM 18900 0 0 RAIT INVESTMENT TRUST COMMON 749227104 1157720 56200 N SOLE KRAM 56200 0 0 EVEREST RE GROUP LTD COMMON G3223R108 548600 10000 N SOLE KRAM 10000 0 0 REVLON INC-CL A COMMON 761525500 228735 76500 N SOLE KRAM 76500 0 0 RESOURCE AMERICA INC NEW OTC EQ 761195205 782008 97751 N SOLE KRAM 97751 0 0 SOVEREIGN BANCORP INC COMMON 845905108 375390 29100 N SOLE KRAM 29100 0 0 UNION ACCEPTANCE CORP-CL A OTC EQ 904832102 326833 81100 N SOLE KRAM 81100 0 0 U S BANCORP-DEL COMMON 902973304 261978 14100 N SOLE KRAM 14100 0 0 WESTCORP-CALIF COMMON 957907108 548000 27400 N SOLE KRAM 27400 0 0 SECTOR SPDR TRUST COMMON 81369Y605 351390 17000 N SOLE KRAM 17000 0 0
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