0001125282-01-502383.txt : 20011106
0001125282-01-502383.hdr.sgml : 20011106
ACCESSION NUMBER: 0001125282-01-502383
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KRAMER SPELLMAN L P ET AL
CENTRAL INDEX KEY: 0000931328
STANDARD INDUSTRIAL CLASSIFICATION: []
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04601
FILM NUMBER: 1772617
BUSINESS ADDRESS:
STREET 1: 2050 CENTER AVE
CITY: FORT LEE
STATE: NJ
ZIP: 07024
13F-HR
1
b314502_13fhr.txt
13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 9/30/01
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kramer Spellman
Address: 237 Park Ave.
Form 13F File Number: 28- New York, NY 10017
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Christopher Trapp
Title: Customer Service Rep.
Phone: 212-251-3134
New York, NY 10/31/01
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
9/30/01
ABN AMRO SECURITIES LLC
NAME OF ISSUER TITLE CUSIP FAIR SHARES OF SOLE SHARED OTHER
OF NUMBER MARKET RINCIPLE (A) (B) (C)
CLASS VALUE AMOUNT
PX EXCROW CORP B 693671AB5 547625 1300000 N X
FORTRESS INVESTMENT CORP OTC EQ 5N73884 431940 29789 N X
AMBASE CORP OTC EQ 23164106 721188 783900 N X
*** NT BUTTERFIELD OTC EQ G0772R109 518400 16200 N X
BANK OF BERMUDA LTD OTC EQ G07644100 1102000 27550 N X
BERKSHIRE HATHAWAY INC-DEL COMMON 84670108 1190000 17 N X
BAY VIEW CAPITAL CORP - DE COMMON 07262L101 1046052 149436 N X
CITIGROUP INC COMMON 172967101 360450 8900 N X
COMPUCREDIT CORP OTC EQ 20478N100 739935 101500 N X
DEVX ENERGY INC. OTC EQ 25189P203 770120 148100 N X
EFUNDS CORP OTC EQ 28224R101 1973025 118500 N X
E TRADE GROUP INC COMMON 269246104 108900 18000 N X
FOG CUTTER CAPITAL GROUP I OTC EQ 34416Q109 835093.28 359954 N X
FIRST FINANCIAL FUND INC COMMON 320228109 192456 16200 N X
FIRST INVESTORS FINANCIAL OTC EQ 32058A101 377650 116200 N X
FRANKLIN BANK N.A. OTC EQ 352456107 243100 17000 N X
GBC BANCORP-CALIF OTC EQ 361475106 437080 14000 N X
GALILEO INTERNATIONAL INC COMMON 363547100 225246 10850 N X
HAWTHORNE FINANCIAL CORP OTC EQ 420542102 710400 37000 N X
HUDSON UNITED BANCORP COMMON 444165104 543704 19600 N X
KEYCORP NEW COMMON 493267108 362100 15000 N X
MERCANTILE BANK CORP-MICH OTC EQ 587376104 164500 10000 N X
AMERICA FIRST MORTGAGE COMMON 23934102 1079700 122000 N X
MEADOWBROOK INSURANCE GROU COMMON 58319P108 104280 47400 N X
MUENCHENER RUECKVERSICHE- FSTK 5294121 1841385 7100 N X
NATIONAL AUTO CREDIT INC N OTC EQ 632900106 90269 475100 N X
NEW CENTURY FINANCIAL CORP OTC EQ 64352D101 392000 40000 N X
NORTH VALLEY BANCORP-CALIF OTC EQ 66304M105 819830 63800 N X
OCWEN FINANCIAL CORP COMMON 675746101 349093.78 48418 N X
OLD STONE CORP-12% CONV PF OTC EQ 680293305 87600 21900 N X
PORT FINANCIAL CORP OTC EQ 734119100 594612 24900 N X
PROVIDENT FINANCIAL HOLDIN OTC EQ 743868101 510625 21500 N X
PHARMACEUTICAL RESOURCES I COMMON 717125108 750750 21000 N X
PACIFIC UNION BANK CALIF OTC EQ 695025106 808144 76240 N X
RAIT INVESTMENT TRUST COMMON 749227104 1435500 90000 N X
REVLON INC-CL A COMMON 761525500 268800 51200 N X
RESOURCE AMERICA INC NEW OTC EQ 761195205 1171336.7 131022 N X
ISTAR FINANCIAL INC COMMON 45031U101 397670 16100 N X
SOVEREIGN BANCORP INC COMMON 845905108 579500 61000 N X
SUPERIOR FINL CORP DEL OTC EQ 868161100 147500 10000 N X
UNION ACCEPTANCE CORP-CL A OTC EQ 904832102 330000 55000 N X
UGLY DUCKLING CORP OTC EQ 903512101 1139833 411492 N X
WILSHIRE FINL SVCS GROUP I OTC EQ 971867205 262260 141000 N X
MANAGERS VOTING AUTHORITY
NAME OF ISSUER SOLE SHARED OTHER
(A) (B) (C)
PX EXCROW KRAM 1300000 0 0
FORTRESS INVESTMENT CORP KRAM 29789 0 0
AMBASE CORP KRAM 783900 0 0
*** NT BUTTERFIELD KRAM 16200 0 0
BANK OF BERMUDA LTD KRAM 27550 0 0
BERKSHIRE HATHAWAY INC-DEL KRAM 17 0 0
BAY VIEW CAPITAL CORP - DE KRAM 149436 0 0
CITIGROUP INC KRAM 8900 0 0
COMPUCREDIT CORP KRAM 101500 0 0
DEVX ENERGY INC. KRAM 148100 0 0
EFUNDS CORP KRAM 118500 0 0
E TRADE GROUP INC KRAM 18000 0 0
FOG CUTTER CAPITAL GROUP I KRAM 359954 0 0
FIRST FINANCIAL FUND INC KRAM 16200 0 0
FIRST INVESTORS FINANCIAL KRAM 116200 0 0
FRANKLIN BANK N.A. KRAM 17000 0 0
GBC BANCORP-CALIF KRAM 14000 0 0
GALILEO INTERNATIONAL INC KRAM 10850 0 0
HAWTHORNE FINANCIAL CORP KRAM 37000 0 0
HUDSON UNITED BANCORP KRAM 19600 0 0
KEYCORP NEW KRAM 15000 0 0
MERCANTILE BANK CORP-MICH KRAM 10000 0 0
AMERICA FIRST MORTGAGE KRAM 122000 0 0
MEADOWBROOK INSURANCE GROU KRAM 47400 0 0
MUENCHENER RUECKVERSICHE- KRAM 7100 0 0
NATIONAL AUTO CREDIT INC N KRAM 475100 0 0
NEW CENTURY FINANCIAL CORP KRAM 40000 0 0
NORTH VALLEY BANCORP-CALIF KRAM 63800 0 0
OCWEN FINANCIAL CORP KRAM 48418 0 0
OLD STONE CORP-12% CONV PF KRAM 21900 0 0
PORT FINANCIAL CORP KRAM 24900 0 0
PROVIDENT FINANCIAL HOLDIN KRAM 21500 0 0
PHARMACEUTICAL RESOURCES I KRAM 21000 0 0
PACIFIC UNION BANK CALIF KRAM 76240 0 0
RAIT INVESTMENT TRUST KRAM 90000 0 0
REVLON INC-CL A KRAM 51200 0 0
RESOURCE AMERICA INC NEW KRAM 131022 0 0
ISTAR FINANCIAL INC KRAM 16100 0 0
SOVEREIGN BANCORP INC KRAM 61000 0 0
SUPERIOR FINL CORP DEL KRAM 10000 0 0
UNION ACCEPTANCE CORP-CL A KRAM 55000 0 0
UGLY DUCKLING CORP KRAM 411492 0 0
WILSHIRE FINL SVCS GROUP I KRAM 141000 0 0