144: Filer Information
Filer CIK | 0001819406 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
Filer CIK | 0001819406 |
Filer CCC | XXXXXXXX |
Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
Name | |
Phone | |
E-Mail Address |
Name of Issuer | GRAFTECH INTERNATIONAL LTD |
SEC File Number | 001-13888 |
Address of Issuer | 982 KEYNOTE CIRCLE BROOKLYN HEIGHTS OHIO 44131 |
Phone | (216) 676-2000 |
Name of Person for Whose Account the Securities are To Be Sold | Brookfield BBP (Canada) L.P. |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
Relationship to Issuer | Stockholder |
Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
---|---|---|---|---|---|---|
Common Stock, par value $0.01 per share | Bay Crest Partners LLC 40 Wall Street New York NY 10005 | 1366826 | 2993348.94 | 256807900 | 01/02/2024 | NYSE |
Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
---|---|---|---|---|---|---|---|---|
Common Stock, par value $0.01 per share | 12/14/2023 | The shares reported herein were received in connection with the pro rata distribution in kind of shares from a closely held entity. | BCP IV GrafTech Holdings L.P., which acquired the shares from the Issuer on August 17, 2015. | 8077994 | 12/14/2023 | N/A |
Name and Address of Seller | Title of Securities Sold | Date of Sale | Amount of Securities Sold | Gross Proceeds |
---|---|---|---|---|
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto, A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/15/2023 | 35145 | 86938.19 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto, A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/18/2023 | 102512 | 229411.6 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto, A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/19/2023 | 102512 | 227750.91 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto, A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/20/2023 | 59799 | 130200.36 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto, A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/21/2023 | 127165 | 258742.63 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/22/2023 | 93969 | 195493.11 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/26/2023 | 86588 | 182397.62 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/27/2023 | 111055 | 234936.85 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/28/2023 | 101350 | 226243.61 |
Brookfield BBP (Canada) L.P. BROOKFIELD PLACE 181 BAY STREET, SUITE 300 Toronto A6 M5J 2T3 | Common Stock, par value $0.01 per share | 12/29/2023 | 34171 | 75736.6 |
Remarks | Sales by the reporting person should be aggregated with the sales by BCP IV GrafTech Holdings, L.P., Brookfield BBP Canada Holdings Inc., BPE IV (Non-Cdn) GP LP, Brookfield Private Funds Holdings Inc. and BCP IV Bermuda Investor LP (together with the reporting person, the "Affiliates"), which are under common control with the reporting person. The Affiliates are hereby filing separate Forms 144 for aggregate sales of 8,000,000 shares of Common Stock. |
Date of Notice | 01/02/2024 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ AJ Silber, as Officer of Brookfield CanGP Limited, as GP of Brookfield BBP Canadian GP L.P., as GP of Brookfield BBP (Canada) L.P. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |