0001140361-23-060303.txt : 20231229
0001140361-23-060303.hdr.sgml : 20231229
20231229213857
ACCESSION NUMBER: 0001140361-23-060303
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231228
FILED AS OF DATE: 20231229
DATE AS OF CHANGE: 20231229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP GP Ltd
CENTRAL INDEX KEY: 0001685160
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231529270
BUSINESS ADDRESS:
STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC.
STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
BUSINESS PHONE: 4163639491
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC.
STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield BBP Canada Holdings Inc.
CENTRAL INDEX KEY: 0001819405
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231529269
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield CanGP Ltd
CENTRAL INDEX KEY: 0001819217
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231529268
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAFTECH INTERNATIONAL LTD
CENTRAL INDEX KEY: 0000931148
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 272496053
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 982 KEYNOTE CIRCLE
CITY: BROOKLYN HEIGHTS
STATE: OH
ZIP: 44131
BUSINESS PHONE: 2166762000
MAIL ADDRESS:
STREET 1: 982 KEYNOTE CIRCLE
CITY: BROOKLYN HEIGHTS
STATE: OH
ZIP: 44131
FORMER COMPANY:
FORMER CONFORMED NAME: UCAR INTERNATIONAL INC
DATE OF NAME CHANGE: 19941011
4
1
form4.xml
FORM 4
X0508
4
2023-12-28
0000931148
GRAFTECH INTERNATIONAL LTD
EAF
0001685160
BCP GP Ltd
C/O BROOKFIELD CORPORATION
181 BAY ST, STE. 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001819405
Brookfield BBP Canada Holdings Inc.
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001819217
Brookfield CanGP Ltd
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
false
Common Stock
2023-12-28
4
S
0
101174
2.2323
D
27686142
I
See Explanation of Responses
Common Stock
2023-12-28
4
S
0
101350
2.2323
D
27584792
I
See Explanation of Responses
Common Stock
2023-12-28
4
S
0
180142
2.2323
D
27404650
I
See Explanation of Responses
Common Stock
2023-12-28
4
S
0
9
2.2323
D
27404641
I
See Explanation of Responses
Common Stock
2023-12-28
4
S
0
7
2.2323
D
27404634
I
See Explanation of Responses
Common Stock
2023-12-29
4
S
0
34111
2.2164
D
27370523
I
See Explanation of Responses
Common Stock
2023-12-29
4
S
0
34171
2.2164
D
27336352
I
See Explanation of Responses
Common Stock
2023-12-29
4
S
0
60735
2.2164
D
27275617
I
See Explanation of Responses
Common Stock
2023-12-29
4
S
0
3
2.2164
D
27275614
I
See Explanation of Responses
Common Stock
2023-12-29
4
S
0
2
2.2164
D
27275612
I
See Explanation of Responses
The sales reported in this Form 4 (the "Sales") were effected pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Securities Act").
On December 28, 2023, the Reporting Persons sold an aggregate of 593,200 shares of Common Stock. Represents (i) 101,174 of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 101,350 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 180,142 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 9 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 7 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 210,518 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
On December 29, 2023, the Reporting Persons sold an aggregate of 200,000 shares of Common Stock. Represents (i) 34,111 shares of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 34,171 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 60,735 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 3 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 2 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 70,978 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
Following the Sales, consists of (i) 7,211,220 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP and BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; (ii) 7,223,728 shares of Common Stock held directly by Brookfield BBP (Canada) L.P.; (iii) 12,939,581 shares of Common Stock held directly by Brookfield BBP Canada Holdings Inc.; (iv) 612 shares of Common Stock held directly by Brookfield Private Funds Holdings Inc.; and (v) 471 shares of Common Stock held directly by BCP IV Bermuda Investor LP.
Brookfield Corporation ("BN"), by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV, may be deemed to share beneficial ownership in the shares held directly by BCP IV. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP.
Brookfield Private Equity Holdings LLC, Brookfield US Inc. and BN, by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. Brookfield BBP Canadian GP L.P., Brookfield CanGP Limited, Brookfield Private Equity Inc. and BN, by virtue of their relationships with Brookfield BBP (Canada) L.P., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP (Canada) L.P.
Brookfield Business L.P., Brookfield Business Partners L.P., Brookfield Business Partners Limited and BN, by virtue of their relationships with Brookfield BBP Canada Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP Canada Holdings Inc. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 3 of 3.
/s/ AJ Silber, as Director of BCP GP Limited
2023-12-29
/s/ AJ Silber, as Officer of Brookfield BBP Canada Holdings Inc
2023-12-29
/s/ AJ Silber, as Officer of Brookfield CanGP Ltd
2023-12-29