0001140361-23-059208.txt : 20231222
0001140361-23-059208.hdr.sgml : 20231222
20231222171218
ACCESSION NUMBER: 0001140361-23-059208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231220
FILED AS OF DATE: 20231222
DATE AS OF CHANGE: 20231222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP IV (US Plan) LP
CENTRAL INDEX KEY: 0001819076
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510745
BUSINESS ADDRESS:
STREET 1: 250 VESEY STREET
STREET 2: 15TH FLOOR, BROOKFIELD PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 212-417-7000
MAIL ADDRESS:
STREET 1: 250 VESEY STREET
STREET 2: 15TH FLOOR, BROOKFIELD PLACE
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield Private Funds Holdings Inc.
CENTRAL INDEX KEY: 0001504723
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510749
BUSINESS ADDRESS:
STREET 1: THREE WORLD FINANCIAL CENTER
STREET 2: 200 VESEY STREET, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
BUSINESS PHONE: 416 956-5812
MAIL ADDRESS:
STREET 1: THREE WORLD FINANCIAL CENTER
STREET 2: 200 VESEY STREET, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10281
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP GP Ltd
CENTRAL INDEX KEY: 0001685160
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510750
BUSINESS ADDRESS:
STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC.
STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
BUSINESS PHONE: 4163639491
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD ASSET MANAGEMENT INC.
STREET 2: BROOKFIELD PLACE, 181 BAY STREET, SUITE
CITY: TORONTO
STATE: A6
ZIP: M5J2T3
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield Business Partners Ltd
CENTRAL INDEX KEY: 0001819045
ORGANIZATION NAME:
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510746
BUSINESS ADDRESS:
STREET 1: 73 FRONT STREET
STREET 2: 5TH FLOOR
CITY: HAMILTON
STATE: D0
ZIP: HM12
BUSINESS PHONE: 441-294-3306
MAIL ADDRESS:
STREET 1: 73 FRONT STREET
STREET 2: 5TH FLOOR
CITY: HAMILTON
STATE: D0
ZIP: HM12
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield Business L.P.
CENTRAL INDEX KEY: 0001819046
ORGANIZATION NAME:
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510747
BUSINESS ADDRESS:
STREET 1: 73 FRONT STREET
STREET 2: 5TH FLOOR
CITY: HAMILTON
STATE: D0
ZIP: HM12
BUSINESS PHONE: 441-294-3306
MAIL ADDRESS:
STREET 1: 73 FRONT STREET
STREET 2: 5TH FLOOR
CITY: HAMILTON
STATE: D0
ZIP: HM12
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield BBP (Canada) L.P.
CENTRAL INDEX KEY: 0001819406
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510741
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP IV (UK Plan) LP
CENTRAL INDEX KEY: 0001819087
ORGANIZATION NAME:
STATE OF INCORPORATION: A2
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510744
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP IV (Cdn Plan) LP
CENTRAL INDEX KEY: 0001819093
ORGANIZATION NAME:
STATE OF INCORPORATION: A2
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510743
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BCP IV Bermuda Investor LP
CENTRAL INDEX KEY: 0001819102
ORGANIZATION NAME:
STATE OF INCORPORATION: A2
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510742
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brookfield BBP Canadian GP L.P.
CENTRAL INDEX KEY: 0001819104
ORGANIZATION NAME:
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 231510748
BUSINESS ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
BUSINESS PHONE: 416-363-9491
MAIL ADDRESS:
STREET 1: 181 BAY STREET
STREET 2: SUITE 300, BROOKFIELD PLACE
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRAFTECH INTERNATIONAL LTD
CENTRAL INDEX KEY: 0000931148
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 272496053
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 982 KEYNOTE CIRCLE
CITY: BROOKLYN HEIGHTS
STATE: OH
ZIP: 44131
BUSINESS PHONE: 2166762000
MAIL ADDRESS:
STREET 1: 982 KEYNOTE CIRCLE
CITY: BROOKLYN HEIGHTS
STATE: OH
ZIP: 44131
FORMER COMPANY:
FORMER CONFORMED NAME: UCAR INTERNATIONAL INC
DATE OF NAME CHANGE: 19941011
4
1
form4.xml
FORM 4
X0508
4
2023-12-20
0000931148
GRAFTECH INTERNATIONAL LTD
EAF
0001685160
BCP GP Ltd
C/O BROOKFIELD CORPORATION
181 BAY ST, STE. 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001504723
Brookfield Private Funds Holdings Inc.
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001819104
Brookfield BBP Canadian GP L.P.
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001819046
Brookfield Business L.P.
73 FRONT STREET, 5TH FLOOR
HAMILTON
D0
HM 12
BERMUDA
true
0001819045
Brookfield Business Partners Ltd
73 FRONT STREET, 5TH FLOOR
HAMILTON
D0
HM 12
BERMUDA
true
0001819076
BCP IV (US Plan) LP
BROOKFIELD PLACE
200 VESEY STREET
NEW YORK
NY
10281-1023
true
0001819087
BCP IV (UK Plan) LP
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001819093
BCP IV (Cdn Plan) LP
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001819102
BCP IV Bermuda Investor LP
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
0001819406
Brookfield BBP (Canada) L.P.
BROOKFIELD PLACE
181 BAY STREET, SUITE 300
TORONTO
A6
M5J2T3
ONTARIO, CANADA
true
false
Common Stock
2023-12-20
4
S
0
59695
2.1773
D
29534651
I
See Explanation of Responses
Common Stock
2023-12-20
4
S
0
59799
2.1773
D
29474852
I
See Explanation of Responses
Common Stock
2023-12-20
4
S
0
106287
2.1773
D
29368565
I
See Explanation of Responses
Common Stock
2023-12-20
4
S
0
5
2.1773
D
29368560
I
See Explanation of Responses
Common Stock
2023-12-20
4
S
0
4
2.1773
D
29368556
I
See Explanation of Responses
Common Stock
2023-12-21
4
S
0
126949
2.0347
D
29241607
I
See Explanation of Responses
Common Stock
2023-12-21
4
S
0
127165
2.0347
D
29114442
I
See Explanation of Responses
Common Stock
2023-12-21
4
S
0
226027
2.0347
D
28888415
I
See Explanation of Responses
Common Stock
2023-12-21
4
S
0
10
2.0347
D
28888405
I
See Explanation of Responses
Common Stock
2023-12-21
4
S
0
8
2.0347
D
28888397
I
See Explanation of Responses
The sales reported in this Form 4 (the "Sales") were effected pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Securities Act").
On December 20, 2023, the Reporting Persons sold an aggregate of 350,000 shares of Common Stock. Represents (i) 59,695 of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 59,799 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 106,287 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 5 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 4 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 124,210 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
On December 21, 2023, the Reporting Persons sold an aggregate of 744,300 shares of Common Stock. Represents (i) 126,949 shares of Common Stock sold on behalf of BPE IV (Non-Cdn) GP LP; (ii) 127,165 shares of Common Stock sold on behalf of Brookfield BBP (Canada) L.P.; (iii) 226,027 shares of Common Stock sold on behalf of Brookfield BBP Canada Holdings Inc.; (iv) 10 shares of Common Stock sold on behalf of Brookfield Private Funds Holdings Inc.; (v) 8 shares of Common Stock sold on behalf of BCP IV Bermuda Investor LP and (vi) 264,141 shares of Common Stock sold by BCP GrafTech IV Holdings L.P. on behalf of certain third party limited partners in which the Reporting Persons do not have a pecuniary interest.
Following the Sales, consists of (i) 7,637,614 shares of Common Stock held directly by BPE IV (Non-Cdn) GP LP, for itself and as nominee for BCP IV (US Plan) LP, BCP IV (UK Plan) LP and BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP; (ii) 7,650,861 shares of Common Stock held directly by Brookfield BBP (Canada) L.P.; (iii) 13,698,775 shares of Common Stock held directly by Brookfield BBP Canada Holdings Inc.; (iv) 648 shares of Common Stock held directly by Brookfield Private Funds Holdings Inc.; and (v) 499 shares of Common Stock held directly by BCP IV Bermuda Investor LP.
Brookfield Corporation ("BN"), by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV, may be deemed to share beneficial ownership in the shares held directly by BCP IV. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BPE IV (Non-Cdn) GP LP, BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP for itself and as nominee for BCP IV (UK Plan) LP, BCP IV (Cdn Plan) LP and BCP IV Bermuda Investor LP.
Brookfield Private Equity Holdings LLC, Brookfield US Inc. and BN, by virtue of their relationships with BCP IV (US Plan) LP, may be deemed to share beneficial ownership in the shares held directly by BPE IV (Non-Cdn) GP LP as nominee for BCP IV (US Plan) LP. Brookfield BBP Canadian GP L.P., Brookfield CanGP Limited, Brookfield Private Equity Inc. and BN, by virtue of their relationships with Brookfield BBP (Canada) L.P., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP (Canada) L.P.
Brookfield Business L.P., Brookfield Business Partners L.P., Brookfield Business Partners Limited and BN, by virtue of their relationships with Brookfield BBP Canada Holdings Inc., may be deemed to share beneficial ownership in the shares held directly by Brookfield BBP Canada Holdings Inc. Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and BN, by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
This Form 4 is being filed in three parts due to the number of Reporting Persons. All three Filings relate to the Sales described above in Table I. Part 2 of 3.
/s/ AJ Silber, as Director of BCP GP Limited
2023-12-22
/s/ Katayoon Sarpash, as Officer of Brookfield Private Funds Holdings Inc
2023-12-22
/s/ AJ Silber, as Officer of Brookfield CanGP Limited, as general partner of Brookfield BBP Canadian GP L.P.
2023-12-22
/s/ James Bodi, as Officer of Brookfield Business Partners Limited, as general partner of Brookfield Business Partners L.P., as general partner of Brookfield Business L.P
2023-12-22
/s/ James Bodi, as Officer of Brookfield Business Partners Limited
2023-12-22
/s/ Kristen Haase, as Officer of Brookfield Private Equity Holdings LLC, as general partner of BCP IV (US Plan) LP
2023-12-22
/s/ AJ Silber, as Officer of Brookfield Capital Partners Ltd., as general partner of BCP IV (UK Plan) LP
2023-12-22
/s/ AJ Silber, as Officer of Brookfield Capital Partners Ltd., as general partner of BCP IV (Cdn Plan) LP
2023-12-22
/s/ AJ Silber, as Officer of Brookfield Capital Partners Ltd., as general partner of BCP IV Bermuda Investor LP
2023-12-22
/s/ AJ Silber, as Officer of Brookfield CanGP Limited, as general partner of
Brookfield BBP Canadian GP L.P., as general partner of Brookfield BBP
(Canada) L.P
2023-12-22