-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DrTm2pihEQlWSRrXG2NCnlQjeyrsoHRq7gsf5l8QPCQAv0NTcSDcxDnSmyzsc/K2 89fwa9scgxrsuk7WzM0IGQ== 0000932440-98-000271.txt : 19981012 0000932440-98-000271.hdr.sgml : 19981012 ACCESSION NUMBER: 0000932440-98-000271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981009 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UCAR INTERNATIONAL INC CENTRAL INDEX KEY: 0000931148 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 061385548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13888 FILM NUMBER: 98723766 BUSINESS ADDRESS: STREET 1: 39 OLD RIDGEBURY ROAD STREET 2: J-4 CITY: DANBURY STATE: CT ZIP: 06817 BUSINESS PHONE: 2032077700 MAIL ADDRESS: STREET 1: 39 OLD RIDGEBURY ROAD STREET 2: J-4 CITY: DANBURY STATE: CT ZIP: 06817-0001 COMPANY DATA: COMPANY CONFORMED NAME: PRETORIUS HERMANUS LAMBERTUS CENTRAL INDEX KEY: 0001071911 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD, SECTION J-4 CITY: DANBURY STATE: CT ZIP: 06817 BUSINESS PHONE: 2032077700 MAIL ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD, SECTION J-4 CITY: DANBURY STATE: CT ZIP: 06817 4 1 FORM 4 - 09/30/1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Pretorius, Hermanus Lambertus Avenue du Mont-Blanc 33 1196 GLAND, SWITZERLAND 2. Issuer Name and Ticker or Trading Symbol UCAR International Inc. (UCR) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 09/30/1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Director Electrodes Europe & South Africa 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| No securities owned | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Time options (right to|$7.60 | | | | | |8/9/9|1/25/|Common Stock| | |18,906 |D | | buy) | | | | | | |5 |07 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Performance options (r|$7.60 | | | | | |(1) |1/25/|Common Stock| | |3,491(1) |D | | ight to buy) | | | | | | | |07 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time options (right to|$35.00 | | | | | |(2) |2/08/|Common Stock| | |10,000(2) |D | | buy) | | | | | | | |06 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time options (right to|$17.0625|9/29/|A | |57,000 |A |(3) |9/28/|Common Stock|57,000 | |57,000(3) |D | | buy) | |98 | | | | | |08 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Such options became exercisable on December 8, 1997. In addition, the reporting person was granted performance options for 3,490 shares which will become exercisable in January 2000 if certain earnings-based financial targets are met or exceeded in 1999. (2) 2,500 of such options became exercisable on May 2, 1996 and 2,500 of such options became exercisable on August 28, 1997. 5,000 of such options will vest upon the earlier of (i) the date on which the closing price of the Company's Common Stock has been at least $50 per share for the previous 20 consecutive trading days or (ii) February 9, 2004. (3) Of such options, (a) 19,000 will vest on September 29, 1999, 19,000 will vest when the closing price of the Common Stock is at least $20.50 for 20 consecutive trading days and 19,000 will vest when the closing price of the Common Stock is at least $24.00 for 20 consecutive trading days or (b) all options will vest on September 29, 2005, if earlier. SIGNATURE OF REPORTING PERSON /s/ Peter B. Mancino, Atty.-in-Fact for Hermanus Pretorius DATE October 9, 1998 -----END PRIVACY-ENHANCED MESSAGE-----