-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DRBHSwXhRs8wUG9gV2swZZxPLl7/fMfXZM2UQAdmfCs6hy3e5lnmbq0VAYahyBz0 VjRs8Wj+yUcbFLyJ/SbVCg== 0000932440-02-000092.txt : 20020415 0000932440-02-000092.hdr.sgml : 20020415 ACCESSION NUMBER: 0000932440-02-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020228 FILED AS OF DATE: 20020308 COMPANY DATA: COMPANY CONFORMED NAME: HALL JOHN R /CT/ CENTRAL INDEX KEY: 0001017093 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: KELLEY DRYE & WARREN LLP STREET 2: TWO STAMFORD PLAZA, 281 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 MAIL ADDRESS: STREET 1: KELLEY DRYE & WARREN LLP STREET 2: TWO STAMFORD PLAZA, 281 TRESSER BLVD CITY: STAMFORD STATE: CT ZIP: 06901 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UCAR INTERNATIONAL INC CENTRAL INDEX KEY: 0000931148 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 061385548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13888 FILM NUMBER: 02570054 BUSINESS ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 BUSINESS PHONE: 3027788227 MAIL ADDRESS: STREET 1: 1521 CONCORD PIKE STREET 2: SUITE 301 CITY: WILMINGTON STATE: DE ZIP: 19803 4 1 edgar.txt FORM 4 - 02/28/2002 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Hall, John R. 500 Diederich Boulevard Russell, KY 41169 2. Issuer Name and Ticker or Trading Symbol UCAR International Inc. UCR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 02/28/2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |02/05/|P | |200 |A |$10.99 | |D | | |02 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |02/05/|P | |1,800 |A |$11.00 | |D | | |02 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |02/06/|P | |5,500 |A |$11.00 | |D | | |02 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |02/07/|P | |2,500 |A |$11.00 |12,000 |D | | |02 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option (right to|$32.53 | | | | | |03/30|03/30|Common Stock|5,000 | |5,000 |D | | buy) | | | | | | |/98 |/08 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time Option (right to |$17.81 | | | | | |01/01|01/01|Common Stock|3,200 | |3,200 |D | | buy) | | | | | | |/01 |/10 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$8.57 | | | | | |12/15|12/15|Common Stock|7,700 | |7,700 |D | | buy) | | | | | | |/01 |/10(1|, par value | | | | | | | | | | | | | |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$8.57 | | | | | |(2) |12/15|Common Stock|5,840 | |5,840 |D | | buy) | | | | | | | |/10(1|, par value | | | | | | | | | | | | | |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$8.57 | | | | | |12/15|12/15|Common Stock|700 | |700 |D | | buy) | | | | | | |/00 |/10(1|, par value | | | | | | | | | | | | | |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$8.85 | | | | | |9/25/|9/25/|Common Stock|1,590 | |1,590 |D | | buy)(3) | | | | | | |01 |11(1)|, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Option (right to|$10.70 | | | | | |01/01|01/01|Common Stock|6,200 | |6,200 |D | | buy) | | | | | | |/03(4|/12(1|, par value | | | | | | | | | | | | |) |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Options expire on such date unless reporting person ceases to be a director, in which event options expire four years from date reporting person's directorship ends. (2) Such options vested ratably over 2001. (3) Options were granted in lieu of cash fees in accordance with prior practice. (4) Such options shall vest so long as the reporting person is still a director on such date. SIGNATURE OF REPORTING PERSON /s/ Karen G. Narwold, Attorney-in-Fact for John R. Hall DATE March 7, 2002 -----END PRIVACY-ENHANCED MESSAGE-----