-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PONa/CRw3ndwKKziwZYRipFLOuBgNzPXRM0Tm2usSol3HOvbydz6UtCnSXVgEvtA FD8GoARAPoNV5me3Rwk6fg== 0000932440-02-000044.txt : 20020414 0000932440-02-000044.hdr.sgml : 20020414 ACCESSION NUMBER: 0000932440-02-000044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020131 FILED AS OF DATE: 20020211 COMPANY DATA: COMPANY CONFORMED NAME: CRANSTON MARY B CENTRAL INDEX KEY: 0001104268 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 3102 WEST END AVE #1100 CITY: NASHVILLE STATE: TN ZIP: 37203 MAIL ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 3102 WEST END AVE #1100 CITY: NASHVILLE STATE: TN ZIP: 37203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UCAR INTERNATIONAL INC CENTRAL INDEX KEY: 0000931148 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 061385548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13888 FILM NUMBER: 02533593 BUSINESS ADDRESS: STREET 1: 3102 WEST END AVENUE SUITE 1100 STREET 2: J-4 CITY: NASHVILLE STATE: TX ZIP: 37203 BUSINESS PHONE: 6157068227 MAIL ADDRESS: STREET 1: 3102 WEST END AVENUE SUITE 1100 STREET 2: J-4 CITY: NASHVILLE STATE: TN ZIP: 37203 4 1 edgar.txt FORM 4 - 1/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Cranston, Mary B. 50 Fremont Street San Francisco, CA 94105 2. Issuer Name and Ticker or Trading Symbol UCAR International Inc. UCR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 1/31/02 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |2,000 |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Time Options (right to|$19.06 | | | | | |01/18|01/01|Common Stock|3,051 | |3,051 |D | | buy) | | | | | | |/01 |/10 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time Options (right to|$19.06 | | | | | |01/18|01/25|Common Stock|5,000 | |5,000 |D | | buy) | | | | | | |/01 |/07 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (right t|$8.57 | | | | | |12/15|12/15|Common Stock|7,700 | |7,700 |D | | o buy) | | | | | | |/01 |/10(3|, par value | | | | | | | | | | | | | |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (right t|$8.57 | | | | | |(4) |12/15|Common Stock|5,840 | |5,840 |D | | o buy) | | | | | | | |/10(3|, par value | | | | | | | | | | | | | |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (right t|$8.57 | | | | | |12/15|12/15|Common Stock|2,100 | |2,100 |D | | o buy) | | | | | | |/00 |/10(3|, par value | | | | | | | | | | | | | |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (right t|$8.85 | | | | | |9/25/|9/25/|Common Stock|2,040 | |2,040 |D | | o buy)(5) | | | | | | |01 |11(3)|, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Options (right t|$10.70 |01/01|A | |6,200 |A |01/01|01/01|Common Stock|6,200 | |6,200 |D | | o buy) | |/02 | | | | |/03(2|/12(3|, par value | | | | | | | | | | | | |) |) |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Owned by the Mary & Harold Cranston Family Trust, of which the reporting person is a Trustee. (2) Such options shall vest as long as the reporting person is still a director on such date. (3) Options expire on such date unless reporting person ceases to be a director, in which event options expire four years from date reporting person's directorship ends. (4) Such options vested ratably over 2001. (5) Options were granted in lieu of cash fees in accordance with prior practice. SIGNATURE OF REPORTING PERSON /s/ Karen G. Narwold, Attorney-in-Fact for Mary B. Cranston DATE February 8, 2002 -----END PRIVACY-ENHANCED MESSAGE-----