0000932440-01-500234.txt : 20011018
0000932440-01-500234.hdr.sgml : 20011018
ACCESSION NUMBER: 0000932440-01-500234
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: UCAR INTERNATIONAL INC
CENTRAL INDEX KEY: 0000931148
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 061385548
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13888
FILM NUMBER: 1756045
BUSINESS ADDRESS:
STREET 1: 3102 WEST END AVENUE SUITE 1100
STREET 2: J-4
CITY: NASHVILLE
STATE: TX
ZIP: 37203
BUSINESS PHONE: 6157068227
MAIL ADDRESS:
STREET 1: 3102 WEST END AVENUE SUITE 1100
STREET 2: J-4
CITY: NASHVILLE
STATE: TN
ZIP: 37203
COMPANY DATA:
COMPANY CONFORMED NAME: SHULAR CRAIG S
CENTRAL INDEX KEY: 0001078942
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: C/O UCAR INTERNATIONAL INC
STREET 2: 39 OLD RIDGEBURY RD
CITY: DANBURY
STATE: CT
ZIP: 06817
BUSINESS PHONE: 2032077700
MAIL ADDRESS:
STREET 1: C/O UCAR INTERNATIONAL INC
STREET 2: 39 OLD RIDGEBURY RD
CITY: DANBURY
STATE: CT
ZIP: 06817
4
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shular-4.txt
FORM 4
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
________________________________________________________________________________
1. Name and Address of Reporting Person*
Shular Craig S.
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(Last) (First) (Middle)
c/o UCAR S.A.
Route de Pallatex
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(Street)
1163 Etoy Switzerland
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(City) (State) (Zip)
________________________________________________________________________________
2. Issuer Name and Ticker or Trading Symbol
UCAR International Inc.
UCR
________________________________________________________________________________
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
________________________________________________________________________________
4. Statement for Month/Year
09/30/2001
________________________________________________________________________________
5. If Amendment, Date of Original (Month/Year)
________________________________________________________________________________
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Executive Vice President, Graphite Power Systems Division
________________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
________________________________________________________________________________
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 17,996 D
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Common Stock 2,366 I (1)
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Common Stock 15,452 I (2)
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Response) (Over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Common
Stock,
par value
Stock Option $.01 per
(right to buy) $17.3125 (3) 9/29/08 share 150,000 150,000 D
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Common
Stock,
par value
Time Option $.01 per
(right to buy) $14.00 2/28/05 2/28/10 share 30,000 30,000 D
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Common
Stock,
par value
Time Option $.01 per
(right to buy) $8.56 12/15/02 12/15/10 share 100,000 100,000 D
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Common
Stock,
par value
Time Option $.01 per
(right to buy) $8.85 9/25/01 A 87,000 (4) 9/25/11 share 87,000 87,000 D
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Explanation of Responses:
(1) Represents the number of units attributable to the reporting person's
participation in the Company Stock Fund option of the UCAR Carbon Savings Plan.
(2) Represents obligations whose value is based on the Common Stock. The
reporting person disclaims any beneficial owenership of these securities.
(3) Of such options, 50,000 vested on each of May 21, 1999, July 14, 1999
and September 29, 1999.
(4) Options were granted as part of an annual grant. Of such options, 15,000
vested on September 25, 2001 and 72,000 will vest on September 25, 2003.
/s/ Karen G. Narwold October 10, 2001
--------------------------------------------- -----------------------
**Signature of Reporting Person Date
Karen G. Narwold, Attorney-in-Fact for Craig
S. Shular
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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