-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V5WuE0p82cuqzBINEVLROLaGtc84sAzqRH3jqFqhfcmcWiyTd4qkSgu+y/erah6T Cm8WhiN+Pq+39VvYL6RTxA== 0000932440-01-000058.txt : 20010214 0000932440-01-000058.hdr.sgml : 20010214 ACCESSION NUMBER: 0000932440-01-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UCAR INTERNATIONAL INC CENTRAL INDEX KEY: 0000931148 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 061385548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13888 FILM NUMBER: 1538444 BUSINESS ADDRESS: STREET 1: 3102 WEST END AVENUE SUITE 1100 STREET 2: J-4 CITY: NASHVILLE STATE: TX ZIP: 37203 BUSINESS PHONE: 6157068227 MAIL ADDRESS: STREET 1: 3102 WEST END AVENUE SUITE 1100 STREET 2: J-4 CITY: NASHVILLE STATE: TN ZIP: 37203 COMPANY DATA: COMPANY CONFORMED NAME: SHULAR CRAIG S CENTRAL INDEX KEY: 0001078942 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD CITY: DANBURY STATE: CT ZIP: 06817 BUSINESS PHONE: 2032077700 MAIL ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD CITY: DANBURY STATE: CT ZIP: 06817 4 1 0001.txt FORM 4 - 12/31/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Shular, Craig S. 3102 West End Avenue Suite 1100 Nashville, TN 37203 2. Issuer Name and Ticker or Trading Symbol UCAR International Inc. UCR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 12/31/2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President, Sales & Marketing and Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |17,996 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |2,366 |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |15,452 |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option (right to|$17.3125| | | | | |(3) |09/29|Common Stock|150,000| |150,000 |D | | buy) | | | | | | | |/08 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time Option (right to |$14.00 | | | | | |02/28|02/28|Common Stock|30,000 | |30,000 |D | | buy) | | | | | | |/05 |/10 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time Option (right to |$8.56 |12/15|A | |100,000 |A |12/15|12/15|Common Stock|100,000| |100,000 |D | | buy) | |/00 | | | | |/02 |/10 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Represents the number of units attributable to the reporting person's participation in the Company Stock Fund option of the UCAR Carbon Savings Plan. (2) Represents obligations whose value is based on the Common Stock. The reporting person disclaims any beneficial ownership of these securities. (3) Of such options, 50,000 vested on each of May 21, 1999, July 14, 1999 and September 29, 1999. SIGNATURE OF REPORTING PERSON /s/ Karen G. Narwold, Attorney-in-Fact for Craig S. Shular DATE February 12, 2001 -----END PRIVACY-ENHANCED MESSAGE-----