-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PdXduh+SziC/p3Xvam/eLdDTReXPS6XNVRSWJz7odpm9a9xr6LHPIx1o7kpuKAal Cd347ipnijTED/E39bSDeA== 0000932440-99-000071.txt : 19990310 0000932440-99-000071.hdr.sgml : 19990310 ACCESSION NUMBER: 0000932440-99-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990228 FILED AS OF DATE: 19990309 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UCAR INTERNATIONAL INC CENTRAL INDEX KEY: 0000931148 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 061385548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-13888 FILM NUMBER: 99560022 BUSINESS ADDRESS: STREET 1: 39 OLD RIDGEBURY ROAD STREET 2: J-4 CITY: DANBURY STATE: CT ZIP: 06817 BUSINESS PHONE: 2032077700 MAIL ADDRESS: STREET 1: 39 OLD RIDGEBURY ROAD STREET 2: J-4 CITY: DANBURY STATE: CT ZIP: 06817-0001 COMPANY DATA: COMPANY CONFORMED NAME: PLAYFORD GILBERT E CENTRAL INDEX KEY: 0001066128 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD, SECTION J-4 CITY: DANBURY STATE: CT ZIP: 06817 BUSINESS PHONE: 2032077700 MAIL ADDRESS: STREET 1: C/O UCAR INTERNATIONAL INC STREET 2: 39 OLD RIDGEBURY RD, SECTION J-4 CITY: DANBURY STATE: CT ZIP: 06817 4 1 FORM 4 - 02/28/1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Playford, Gilbert E. UCAR International Inc. 39 Old Ridgebury Road Danbury, CT 06817-0001 2. Issuer Name and Ticker or Trading Symbol UCAR International Inc. UCR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 02/28/1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President and Chief Executive Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |02/08/|P | |5,000 |A |$19.00 | |D | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |02/08/|P | |5,000 |A |$18.875 |114,516 |D | | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |02/12/|J |V|225 |A |$18.625 | |I |(1) | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |02/26/|J |V|396 |A |$15.875 |2,129 |I |(1) | |99 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Time Options (right to|$30.5891| | | | | |(2) |01/25|Common Stock|300,000| |300,000 |D | | buy) | | | | | | | |/07 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Time Options (right to|$17.0625| | | | | |(3) |09/28|Common Stock|300,000| |300,000(3) |D | | buy) | | | | | | | |/08 |, par value | | | | | | | | | | | | | | |$.01 per sha| | | | | | | | | | | | | | |re | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Represents the number of units attributable to the reporting person's participation in the Company Discount Stock Fund option of the UCAR Carbon Savings Program. (2) 200,000 of such options become exercisable on June 22, 2000 and 100,000 of such options become exercisable on June 22, 2001. (3) Of such options, (a) 100,000 will vest on September 29, 1999, 100,000 will vest when the closing price of the Common Stock is at least $20.50 for 20 consecutive trading days and 100,000 will vest when the closing price of the Common Stock is at least $24.00 for 20 consecutive trading days or (b) all options will vest on September 29, 2005, if earlier. SIGNATURE OF REPORTING PERSON /s/ Karen G. Narwold, Atty.-in-Fact for Gilbert E. Playford DATE March 8, 1999 -----END PRIVACY-ENHANCED MESSAGE-----