0001470112-12-000002.txt : 20120712 0001470112-12-000002.hdr.sgml : 20120712 20120712180509 ACCESSION NUMBER: 0001470112-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120712 FILED AS OF DATE: 20120712 DATE AS OF CHANGE: 20120712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karis James CENTRAL INDEX KEY: 0001470112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 12959967 MAIL ADDRESS: STREET 1: 1923 OAK KNOLL DRIVE CITY: BELMONT STATE: CA ZIP: 94002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-07-12 0 0000931059 TEGAL CORP /DE/ TGAL 0001470112 Karis James PO BOX 620371 WOODSIDE CA 94062 1 1 0 0 Co-Chief Financial Officer Common Stock 2012-07-12 4 A 0 239417 0 A 239417 D The Reporting Person will receive 239,417 representing a right to receive one share of the company common stock. 23,921 will vest on July 12, 2012, 17,970 will shall vest on each 9 month and 12 month anniversaries. Thereafter 14,963 shall vest each quarter such that all of the RSUs shall ve vested on the 4 year anniversary. /s/Christine Hergenrother by power of attorney 2012-07-12