-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G5x/TAe9LtYN+nM/K3GOWs3pwZAj4UmQ9vGaUoSvnu1JaB+ZN3r3XUHulvGN6fKP BK6uNbWFk0U9pRpW4oDu0g== 0001454027-10-000014.txt : 20100701 0001454027-10-000014.hdr.sgml : 20100701 20100701161127 ACCESSION NUMBER: 0001454027-10-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100629 FILED AS OF DATE: 20100701 DATE AS OF CHANGE: 20100701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maounis Nicholas Matthew CENTRAL INDEX KEY: 0001492953 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26824 FILM NUMBER: 10931084 MAIL ADDRESS: STREET 1: 20 ANDREWS FARM RD CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Verition Fund Management LLC CENTRAL INDEX KEY: 0001454027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26824 FILM NUMBER: 10931085 BUSINESS ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-742-7740 MAIL ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 FORMER NAME: FORMER CONFORMED NAME: Verition Fund Managegment LLC DATE OF NAME CHANGE: 20090114 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-06-29 0 0000931059 TEGAL CORP /DE/ TGAL 0001454027 Verition Fund Management LLC ONE AMERICAN LANE GREENWICH CT 06831 0 0 1 0 0001492953 Maounis Nicholas Matthew 20 ANDREWS FARM RD GREENWICH CT 06830 0 0 1 0 Common Stock 2010-06-29 4 S 0 14231 0.7471 D 961555 I See Footnote The reported securities may be deemed beneficially owned by Verition Fund Management LLC (the "Investment Manager") and Nicholas Maounis, the managing member of the Investment Manager. Mr. Maounis disclaims beneficial ownership within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934 in the securities owned by Verition Fund Management LLC except to the extent, if any, of his pecuniary interest therein. /s/ Ted Hagan, CFO 2010-07-01 /s/ Nicholas Maounis 2010-07-01 -----END PRIVACY-ENHANCED MESSAGE-----