-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EMz+nVwWzlaj7Amdse6IPLFxz+j5R8nJC/mJjl0BrtS338P0JUaTuShTNy2EukG7 osb5I1OtIFQCnhgY44WW0A== 0001454027-10-000008.txt : 20100521 0001454027-10-000008.hdr.sgml : 20100521 20100521171712 ACCESSION NUMBER: 0001454027-10-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100519 FILED AS OF DATE: 20100521 DATE AS OF CHANGE: 20100521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Verition Fund Management LLC CENTRAL INDEX KEY: 0001454027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26824 FILM NUMBER: 10851855 BUSINESS ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-742-7740 MAIL ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 FORMER NAME: FORMER CONFORMED NAME: Verition Fund Managegment LLC DATE OF NAME CHANGE: 20090114 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-05-19 0 0000931059 TEGAL CORP /DE/ TGAL 0001454027 Verition Fund Management LLC ONE AMERICAN LANE GREENWICH CT 06831 0 0 1 0 Common Stock 2010-05-19 4 S 0 34251 1.1 D 1086749 I See Footnote Common Stock 2010-05-20 4 S 0 2400 1.1 D 1084349 I See Footnote Common Stock 2010-05-21 4 S 0 29685 1.007 D 1054664 I See Footnote The reported securities may be deemed beneficially owned by Verition Fund Management LLC (the "Investment Manager") and Nicholas Maounis, the managing member of the Investment Manager. Mr. Maounis disclaims beneficial ownership within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934 in the securities owned by Verition Fund Management LLC except to the extent, if any, of his pecuniary interest therein. /s/ Ted Hagan, CFO 2010-05-21 -----END PRIVACY-ENHANCED MESSAGE-----