0001209191-12-048646.txt : 20121009 0001209191-12-048646.hdr.sgml : 20121008 20121009105540 ACCESSION NUMBER: 0001209191-12-048646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121005 FILED AS OF DATE: 20121009 DATE AS OF CHANGE: 20121009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CollabRx, Inc. CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 BUSINESS PHONE: (415) 248-5350 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 FORMER COMPANY: FORMER CONFORMED NAME: TEGAL CORP /DE/ DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alcatel-Lucent Participations CENTRAL INDEX KEY: 0001554119 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 121134141 BUSINESS ADDRESS: STREET 1: 3 AVENUE OCTAVE GREARD CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 33 0140761010 MAIL ADDRESS: STREET 1: 3 AVENUE OCTAVE GREARD CITY: PARIS STATE: I0 ZIP: 75007 4 1 c30119_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-10-05 0000931059 CollabRx, Inc. CLRX 0001554119 Alcatel-Lucent Participations 3 AVENUE OCTAVE GREARD PARIS I0 75007 FRANCE 0 0 1 0 Common Stock, par value $0.01 per share 2012-10-05 4 S 0 630 4.01 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 200 4.02 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 15000 4.03 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1000 4.04 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1700 4.05 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 3100 4.06 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 100 4.08 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1700 4.09 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 4920 4.1 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1485 4.11 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 250 4.12 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 314 4.13 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 426 4.15 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 5600 4.17 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 3000 4.18 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 26982 4.2 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 8362 4.21 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 20012 4.22 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 5431 4.23 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 24768 4.25 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 8288 4.26 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1100 4.27 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 800 4.29 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1600 4.3 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 2000 4.32 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1832 4.33 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 1000 4.35 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 200 4.36 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 2400 4.37 D 0 D Common Stock, par value $0.01 per share 2012-10-05 4 S 0 5000 4.4 D 0 D Each transaction is listed individually and should be viewd cummulativly to reflect the sale of the reporting person's entire holdings /S/ Andrew Strobel, as Attorney-in-Fact 2012-10-09