0001140361-15-014637.txt : 20150407
0001140361-15-014637.hdr.sgml : 20150407
20150407161636
ACCESSION NUMBER: 0001140361-15-014637
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150402
FILED AS OF DATE: 20150407
DATE AS OF CHANGE: 20150407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CollabRx, Inc.
CENTRAL INDEX KEY: 0000931059
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 680370244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 44 MONTGOMERY STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104-4811
BUSINESS PHONE: (415) 248-5350
MAIL ADDRESS:
STREET 1: 44 MONTGOMERY STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104-4811
FORMER COMPANY:
FORMER CONFORMED NAME: TEGAL CORP /DE/
DATE OF NAME CHANGE: 19950918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vidwans Smruti J.
CENTRAL INDEX KEY: 0001638804
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35141
FILM NUMBER: 15756957
MAIL ADDRESS:
STREET 1: 44 MONTGOMERY STREET
STREET 2: SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
3
1
doc1.xml
FORM 3
X0206
3
2015-04-02
0
0000931059
CollabRx, Inc.
CLRX
0001638804
Vidwans Smruti J.
44 MONTGOMERY ST, STE 800
SAN FRANCISCO
CA
94104
0
1
0
0
VP and Chief Science Officer
Employee Restricted Stock Unit Award
0.00
2023-01-01
Common Stock
10000
D
Employee Stock Option
1.99
2024-07-03
Common Stock
12000
D
Employee Stock Option
0.75
2024-12-08
Common Stock
10000
D
Employee Stock Option
3.94
2022-07-12
Common Stock
30000
D
The Reporting Person received 10,000 shares of the company's common stock. All 10,000 shares vested on January 1, 2015 and all shares were distributed to the reporting person.
The Option shall vest with respect to one-eighth or twelve and one-half percent (12.5%) of the total number of Shares subject to the Option on each of the first days of the last month of each fiscal quarter following the Vesting Commencement Date, subject to Participant's continued status as an employee on each applicable vesting date, such that all Shares subject to the Option shall be fully vested by June 1, 2016.
Beginning date exercisable is July 16, 2015 (or earlier, subject to certain conditions)
10% of the total number of shares subject to the option vested on July 12, 2012, 15% of the total number of shares subject to the option vested on July 12, 2013, and 1/48th of the total number of shares subject to the option shall vest on the last day of each month thereafter.
/s/ Thomas R. Mika by Power of Attorney
2015-04-07