0001140361-14-045078.txt : 20141212 0001140361-14-045078.hdr.sgml : 20141212 20141212154239 ACCESSION NUMBER: 0001140361-14-045078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141208 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CollabRx, Inc. CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 BUSINESS PHONE: (415) 248-5350 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 FORMER COMPANY: FORMER CONFORMED NAME: TEGAL CORP /DE/ DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baron Clifford Joseph CENTRAL INDEX KEY: 0001602450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 141283559 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 doc1.xml FORM 4 X0306 4 2014-12-08 0 0000931059 CollabRx, Inc. CLRX 0001602450 Baron Clifford Joseph 44 MONTGOMERY STREET, SUITE 800 SAN FRANCISCO CA 94104 0 1 0 0 VP & Chief Operating Officer Common Stock : Non-Qualified Stock Option 0.75 2014-12-08 4 P 0 10000 0.75 A 2015-03-31 2024-12-08 Common Stock 10000 70833 D Beginning date exercisable is 3/31/15 (or earlier, subject to certain conditions) /s/ Clifford Joseph Baron 2014-12-12