0001140361-14-028220.txt : 20140710 0001140361-14-028220.hdr.sgml : 20140710 20140710195959 ACCESSION NUMBER: 0001140361-14-028220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140703 FILED AS OF DATE: 20140710 DATE AS OF CHANGE: 20140710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CollabRx, Inc. CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 BUSINESS PHONE: (415) 248-5350 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 FORMER COMPANY: FORMER CONFORMED NAME: TEGAL CORP /DE/ DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORDON GAVIN J. CENTRAL INDEX KEY: 0001579013 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 14970550 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 doc1.xml FORM 4 X0306 4 2014-07-03 0 0000931059 CollabRx, Inc. CLRX 0001579013 GORDON GAVIN J. 1198 ALAMANOR LANE PALO ALTO CA 94303 0 1 0 0 Vice President, Bus Dev. & Str Non-Qualified Stock Option 1.99 2014-07-03 4 P 0 15000 1.99 A 2014-09-01 2024-07-03 Common Stock 15000 65000 D *1/8th of the total number of shares subject to the option shall vest beginning on the first day of the last month of each fiscal quarter following the vesting commencement date (July 3, 2014), subject to Participant's continued status as an employee on each applicable vesting date. /s/ Gavin J. Gordon 2014-07-10