0001140361-14-028208.txt : 20140710 0001140361-14-028208.hdr.sgml : 20140710 20140710194310 ACCESSION NUMBER: 0001140361-14-028208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140703 FILED AS OF DATE: 20140710 DATE AS OF CHANGE: 20140710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CollabRx, Inc. CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 BUSINESS PHONE: (415) 248-5350 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 FORMER COMPANY: FORMER CONFORMED NAME: TEGAL CORP /DE/ DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIKA THOMAS CENTRAL INDEX KEY: 0001263576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 14970529 4 1 doc1.xml FORM 4 X0306 4 2014-07-03 0 0000931059 CollabRx, Inc. CLRX 0001263576 MIKA THOMAS 44 MONTGOMERY STREET, SUITE 800 SAN FRANCISCO, CA 94104 1 1 0 0 Director, CEO and President Restricted Stock Unit 2014-07-03 4 P 0 100000 A 2015-07-03 Common Stock 100000 297528 D One-half of the total number of shares subject to the award shall vest on each of the first and second anniversaries of the vesting commencement date (July 3, 2014), subject to Participant's continued status as an employee on each applicable vesting date. RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. Expiration Date: The RSU Award does not have an expiration date; units will either vest or be forfeited. /s/ Thomas R. Mika 2014-07-10