0001140361-14-003668.txt : 20140129 0001140361-14-003668.hdr.sgml : 20140129 20140129174609 ACCESSION NUMBER: 0001140361-14-003668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140127 FILED AS OF DATE: 20140129 DATE AS OF CHANGE: 20140129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CollabRx, Inc. CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 BUSINESS PHONE: (415) 248-5350 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 FORMER COMPANY: FORMER CONFORMED NAME: TEGAL CORP /DE/ DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIKA THOMAS CENTRAL INDEX KEY: 0001263576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 14557980 4 1 doc1.xml FORM 4 X0306 4 2014-01-27 0 0000931059 CollabRx, Inc. CLRX 0001263576 MIKA THOMAS 44 MONTGOMERY STREET, SUITE 800 SAN FRANCISCO CA 94104 1 1 0 0 Director, CEO and President Common Stock 2014-01-27 4 M 0 30417 A 303839 D Restricted Stock Units 2014-01-27 4 M 0 30417 D Common Stock 30417 303839 D RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units. Grant Date: 11/5/2010. Vesting Schedule: The RSU Award shall vest 7,604 on January 27, 2011, 7,604 on January 27, 2012, 7,604 January 27, 2013, and 7,605 on January 27, 2014; such numbers reflect a 5 to 1 reverse stock split effected on June 15, 2011. Expiration Date: The RSU Award does not have an expiration date; units will either vest or be forfeited. /s/ Thomas R. Mika 2014-01-29