0001140361-14-003668.txt : 20140129
0001140361-14-003668.hdr.sgml : 20140129
20140129174609
ACCESSION NUMBER: 0001140361-14-003668
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140127
FILED AS OF DATE: 20140129
DATE AS OF CHANGE: 20140129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CollabRx, Inc.
CENTRAL INDEX KEY: 0000931059
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 680370244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 44 MONTGOMERY STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104-4811
BUSINESS PHONE: (415) 248-5350
MAIL ADDRESS:
STREET 1: 44 MONTGOMERY STREET, SUITE 800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104-4811
FORMER COMPANY:
FORMER CONFORMED NAME: TEGAL CORP /DE/
DATE OF NAME CHANGE: 19950918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIKA THOMAS
CENTRAL INDEX KEY: 0001263576
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35141
FILM NUMBER: 14557980
4
1
doc1.xml
FORM 4
X0306
4
2014-01-27
0
0000931059
CollabRx, Inc.
CLRX
0001263576
MIKA THOMAS
44 MONTGOMERY STREET, SUITE 800
SAN FRANCISCO
CA
94104
1
1
0
0
Director, CEO and President
Common Stock
2014-01-27
4
M
0
30417
A
303839
D
Restricted Stock Units
2014-01-27
4
M
0
30417
D
Common Stock
30417
303839
D
RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
Grant Date: 11/5/2010. Vesting Schedule: The RSU Award shall vest 7,604 on January 27, 2011, 7,604 on January 27, 2012, 7,604 January 27, 2013, and 7,605 on January 27, 2014; such numbers reflect a 5 to 1 reverse stock split effected on June 15, 2011.
Expiration Date: The RSU Award does not have an expiration date; units will either vest or be forfeited.
/s/ Thomas R. Mika
2014-01-29