0001140361-13-045507.txt : 20131210 0001140361-13-045507.hdr.sgml : 20131210 20131210180027 ACCESSION NUMBER: 0001140361-13-045507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130926 FILED AS OF DATE: 20131210 DATE AS OF CHANGE: 20131210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CollabRx, Inc. CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 BUSINESS PHONE: (415) 248-5350 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET, SUITE 800 CITY: SAN FRANCISCO STATE: CA ZIP: 94104-4811 FORMER COMPANY: FORMER CONFORMED NAME: TEGAL CORP /DE/ DATE OF NAME CHANGE: 19950918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karis James CENTRAL INDEX KEY: 0001470112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 131269312 MAIL ADDRESS: STREET 1: 1923 OAK KNOLL DRIVE CITY: BELMONT STATE: CA ZIP: 94002 4 1 doc1.xml FORM 4 X0306 4 2013-09-26 0 0000931059 CollabRx, Inc. CLRX 0001470112 Karis James 44 MONTGOMERY STREET SUITE 800 SAN FRANCISCO CA 94104 1 0 0 0 Non Qualified Stock Option 4.16 2013-09-26 4 A 0 833 4.16 A 2013-09-26 Common Stock 833 24754 D 1/12th of the total number of shares subject to the option shall vest on the last day of each month following the vesting commencement date, which is the transaction date. /s/ James Karis 2013-11-26