-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PExZIXADfzU/KZLPUaaTcU1m9doZGPGKqi0pXDHorUaos9GxhQar23lvKlwmxkyK XJnomMfvrxKdf+lZaZyITQ== 0001140361-07-005248.txt : 20070308 0001140361-07-005248.hdr.sgml : 20070308 20070308140749 ACCESSION NUMBER: 0001140361-07-005248 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061208 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIKA THOMAS CENTRAL INDEX KEY: 0001263576 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26824 FILM NUMBER: 07680276 BUSINESS ADDRESS: STREET 1: C/O TEGAL CORP STREET 2: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 4 1 doc1.xml FORM 4 X0202 4 2006-12-08 0 0000931059 TEGAL CORP /DE/ TGAL 0001263576 MIKA THOMAS 2201 S. MCDOWELL BLVD. PETALUMA X1 94954 0 1 0 0 President and CEO Option Grant 9.60 2006-12-08 4 A 1 8333 9.60 D 2012-08-12 Common 8333 125500 D Option Grant 12.36 2006-12-08 4 A 1 50000 12.36 D 2013-10-28 Common 50000 75500 D Option Grant 12.36 2006-12-08 4 A 1 24999 12.36 D 2015-03-11 Common 24999 50501 D RSU 5.32 2006-12-08 4 A 1 62438 5.32 A 2016-12-08 Common 62438 112939 D Vesting Schedule: Exercisable 25% after 1styear, 25% after 2nd year, and then 2.083% each month until last day of 48th month. Vesting Schedule: Exercisable 50% at anniversary of date of grant, and fully vested at 2nd year of date of grant. /s/ Christine T Hergenrother by power of attorney 2006-12-08 -----END PRIVACY-ENHANCED MESSAGE-----