-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QgRlNu0lqggQ0NpcSXa0xH9jirahSbKoBBXR0aMyOh+PIvWHxTWDbLv4DJKAL3EM rWK4nDhMjN9o9SyyYZnFtw== 0001140361-07-005163.txt : 20070307 0001140361-07-005163.hdr.sgml : 20070307 20070307130223 ACCESSION NUMBER: 0001140361-07-005163 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20070307 DATE AS OF CHANGE: 20070307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIKA THOMAS CENTRAL INDEX KEY: 0001263576 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26824 FILM NUMBER: 07677180 BUSINESS ADDRESS: STREET 1: C/O TEGAL CORP STREET 2: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 4/A 1 doc1.xml FORM 4/A X0202 4/A 2006-11-15 2006-11-15 0 0000931059 TEGAL CORP /DE/ TGAL 0001263576 MIKA THOMAS 2201 S. MCDOWELL BLVD. PETALUMA X1 94954 0 1 0 0 President and CEO Option Grant 4.60 2006-11-15 4 A 0 16339 4.60 A 2016-11-15 Common 16339 117494 D RSU 4.60 2006-11-15 4 A 0 16339 4.60 A 2016-11-15 Common 16339 133833 D Vesting Schedule: Exercisable 25% after 1st year, 25% after 2nd year, and then 2.083% each month until last day of 48th month. Vesting Schedule: Exercisable 25% at anniversary of date of grant, and each year after for 4 years. /s/ Christine T Hergenrother by power of attorney 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----