0001012975-12-000231.txt : 20120712 0001012975-12-000231.hdr.sgml : 20120712 20120712164020 ACCESSION NUMBER: 0001012975-12-000231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120710 FILED AS OF DATE: 20120712 DATE AS OF CHANGE: 20120712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alcatel-Lucent Participations CENTRAL INDEX KEY: 0001554119 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 12959632 BUSINESS ADDRESS: STREET 1: 3 AVENUE OCTAVE GREARD CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 33 0140761010 MAIL ADDRESS: STREET 1: 3 AVENUE OCTAVE GREARD CITY: PARIS STATE: I0 ZIP: 75007 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-07-10 0000931059 TEGAL CORP /DE/ TGAL 0001554119 Alcatel-Lucent Participations 3, AVENUE OCTAVE GREARD PARIS I0 75007 FRANCE 0 0 1 0 Common Stock, par value $0.01 per share 2012-07-10 4 S 0 200 4.05 D 208677 D Alcatel-Lucent Participations (the "Reporting Person"), a wholly owned subsidiary of Alcatel Lucent, a French corporation (the "Parent"), is the owner of the common shares (the "Shares") of Tegal Corporation (the "Issuer"). Alcatel Micro Machining Systems ("AMMS"), a wholly-owned subsidiary of Parent, acquired the Shares on September 16, 2008 pursuant to an asset purchase agreement (the "Purchase Agreement") with the Issuer. Alcatel Vacuum Technology France ("AVTF"), formerly a wholly-owned subsidiary of the Parent, acquired the Shares in connection with the liquidation of AMMS on April 13, 2010. AVTF transferred the Shares to the Reporting Person in November of 2010. /s/ Thomas Geary 2012-07-12