0001012975-12-000229.txt : 20120712 0001012975-12-000229.hdr.sgml : 20120712 20120712163929 ACCESSION NUMBER: 0001012975-12-000229 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080916 FILED AS OF DATE: 20120712 DATE AS OF CHANGE: 20120712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alcatel-Lucent Participations CENTRAL INDEX KEY: 0001554119 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35141 FILM NUMBER: 12959627 BUSINESS ADDRESS: STREET 1: 3 AVENUE OCTAVE GREARD CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 33 0140761010 MAIL ADDRESS: STREET 1: 3 AVENUE OCTAVE GREARD CITY: PARIS STATE: I0 ZIP: 75007 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2008-09-16 0 0000931059 TEGAL CORP /DE/ TGAL 0001554119 Alcatel-Lucent Participations 3, AVENUE OCTAVE GREARD PARIS I0 75007 FRANCE 0 0 1 0 Common Stock, par value $0.01 208877 D The number of shares of common stock (the "Shares") of Tegal Corporation (the "Issuer") held by Alcatel-Lucent Participations (the "Reporting Person") reflects a 1-for-5 reverse stock split effected on June 15, 2011. The Reporting Person, a wholly owned subsidiary of Alcatel Lucent, a French corporation (the "Parent"), owns the Shares. Alcatel Micro Machining Systems ("AMMS"), a wholly-owned subsidiary of Parent, acquired the Shares on September 16, 2008 pursuant to an asset purchase agreement (the "Purchase Agreement") with the Issuer. Alcatel Vacuum Technology France ("AVTF"), formerly a wholly-owned subsidiary of the Parent, acquired the Shares in connection with the liquidation of AMMS on April 13, 2010. AVTF transferred the Shares to the Reporting Person in November of 2010. /s/ Thomas Geary 2012-07-12