0001012975-12-000229.txt : 20120712
0001012975-12-000229.hdr.sgml : 20120712
20120712163929
ACCESSION NUMBER: 0001012975-12-000229
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20080916
FILED AS OF DATE: 20120712
DATE AS OF CHANGE: 20120712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TEGAL CORP /DE/
CENTRAL INDEX KEY: 0000931059
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 680370244
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2201 SOUTH MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 94954
BUSINESS PHONE: 7077635600
MAIL ADDRESS:
STREET 1: 2201 SOUTH MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 94954
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alcatel-Lucent Participations
CENTRAL INDEX KEY: 0001554119
STATE OF INCORPORATION: I0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35141
FILM NUMBER: 12959627
BUSINESS ADDRESS:
STREET 1: 3 AVENUE OCTAVE GREARD
CITY: PARIS
STATE: I0
ZIP: 75007
BUSINESS PHONE: 33 0140761010
MAIL ADDRESS:
STREET 1: 3 AVENUE OCTAVE GREARD
CITY: PARIS
STATE: I0
ZIP: 75007
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2008-09-16
0
0000931059
TEGAL CORP /DE/
TGAL
0001554119
Alcatel-Lucent Participations
3, AVENUE OCTAVE GREARD
PARIS
I0
75007
FRANCE
0
0
1
0
Common Stock, par value $0.01
208877
D
The number of shares of common stock (the "Shares") of Tegal Corporation (the "Issuer") held by Alcatel-Lucent Participations (the "Reporting Person") reflects a 1-for-5 reverse stock split effected on June 15, 2011.
The Reporting Person, a wholly owned subsidiary of Alcatel Lucent, a French corporation (the "Parent"), owns the Shares. Alcatel Micro Machining Systems ("AMMS"), a wholly-owned subsidiary of Parent, acquired the Shares on September 16, 2008 pursuant to an asset purchase agreement (the "Purchase Agreement") with the Issuer. Alcatel Vacuum Technology France ("AVTF"), formerly a wholly-owned subsidiary of the Parent, acquired the Shares in connection with the liquidation of AMMS on April 13, 2010. AVTF transferred the Shares to the Reporting Person in November of 2010.
/s/ Thomas Geary
2012-07-12