-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RMidbJoplFTlNVo96tNwF0FXEuoXB0RpSNr60YrqOclHt4/uLlv0FbiIGWhy5vCF SgeLAPQ0W4RbTvt36HLDkg== 0000931059-07-000044.txt : 20071121 0000931059-07-000044.hdr.sgml : 20071121 20071121165157 ACCESSION NUMBER: 0000931059-07-000044 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071121 DATE AS OF CHANGE: 20071121 EFFECTIVENESS DATE: 20071121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TEGAL CORP /DE/ CENTRAL INDEX KEY: 0000931059 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 680370244 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-128953 FILM NUMBER: 071263794 BUSINESS ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077635600 MAIL ADDRESS: STREET 1: 2201 SOUTH MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 S-8 POS 1 fy2007s8_11-20pos.htm FY_2007_S8_POS_11_20_2007 fy2007s8_11-20pos.htm

As filed with the Securities and Exchange Commission on November 21, 2007
                            Registration No. 333-128953


SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 

 
 

POST EFFECTIVE AMENDMENT TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 

 
 
 

 
TEGAL CORPORATION
(Exact Name of Registrant as Specified in Its Charter)

 
                                Delaware                                                                                                                                                                        & #160;                                                                    68-0370244
                    (State of Incorporation)                                                                                                                                                                       & #160;                                    (I.R.S. Employer Identification No.)
2201 S. McDowell Boulevard
Petaluma, CA 94954
(Address of Principal Executive Offices including Zip Code)

 

THE EIGHTH AMENDED AND RESTATED 1998 EQUITY PARTICIPATION PLAN
THE FIFTH AMENDED AND RESTATED STOCK OPTION PLAN FOR OUTSIDE DIRECTORS
(Full Title of the Plan)

 

Thomas R. Mika
President and Chief Executive Officer
TEGAL CORPORATION
2201 S. McDowell Boulevard
Petaluma, CA 94954
(707) 763-5600

(Name, Address and Telephone Number, Including Area Code for Agent for Service)

Copy to:

Christopher Kaufman, Esq.
Latham & Watkins LLP
140 Scott Drive
Menlo Park, California 94025
(650) 328-4600


 


      
        
      
      
        
      
      
        
    

PARTIAL DEREGISTRATION OF SECURITIES

Tegal Corporation (the “Registrant”), is filing this post-effective amendment to deregister certain securities originally registered for sale under the Registrant’s Eighth Amended and Restated 1998 Equity Participation Plan of Tegal Corporation and Fifth Amended and Restated Option Plan for Outside Directors of Tegal Corporation (together, the “Prior Plans”) pursuant to the Registration Statement on Form S-8 filed on October 12, 2005 (File No. 333-128953), with respect to shares of the Registrant’s Common Stock, par value $0.01 per share (the “Common Stock”).  A total of 2,000,000 shares (on a post-1-to-12 reverse stock split basis) were registered for issuance under Registrant’s Prior Plans.

The Registrant has since adopted a new equity incentive plan, the Tegal Corporation 2007 Incentive Award Plan (the “2007 Plan”).  According to the terms of the 2007 Plan, shares that were available for grant under the Prior Plans that were not granted under the Prior Plans will be available for issuance under the 2007 Plan (the “Carried Forward Shares”).  No future awards will be made under the Prior Plans.  The total number of shares that were available for grant under the Prior Plans as of the date the 2007 Plan was adopted was 816,704 shares.  The Carried Forward Shares are hereby deregistered.

Contemporaneously with the filing of this Post Effective Amendment to the Registration Statement on Form S-8, the Registrant is filing a Registration Statement on Form S-8 to register the Carried Forward Shares under the 2007 Plan.  In accordance with Instruction E to the General Instructions to Form S-8 and other guidance promulgated by the Securities and Exchange Commission, this Post-Effective Amendment is hereby filed (i) to reallocate the Carried Forward Shares from the Prior Plans to the 2007 Plan, and (ii) to carry over the registration fees paid for the Carried Forward Shares from the Registration Statement on Form S-8 filed for the Prior Plans to the Registration Statement on Form S-8 for the 2007 Plan that is being filed contemporaneously with the filing of this Post Effective Amendment.

      
                                 
      
        
      
      
          
    

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Petaluma, State of California, on this 21st day of November, 2007.
 
 
                                                                                     TEGAL CORPORATION
 
                                                                             By:            /s/ CHRISTINE T. HERGENROTHER      
                                              0;      Christine T. Hergenrother
                                              0;      Vice President and Chief Financial Officer


Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities indicated on November 21, 2007.
 
Signature
  
Title
 
/s/ THOMAS R. MIKA
  
President, Chief Executive Officer and
Chairman of the Board of Directors
(Principal Executive Officer)
Thomas R. Mika
    
 
/s/ CHRISTINE T. HERGENROTHER
  
Vice President and Chief Financial Officer            (Principal Financial and Accounting Officer)
Christine T. Hergenrother
    
 
/s/ EDWARD A. DOHRING
  
Director
Edward A. Dohring
    
 
/s/ JEFFREY M. KRAUSS
  
Director
Jeffrey M. Krauss
    
 
/s/ CARL MUSCARI
  
Director
Carl Muscari
    
 
/s/ H. DUANE WADSWORTH
  
Director
H. Duane Wadsworth
    
 
 
   
 
    


      
                                 
      
        
      
      
        
    

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