Minnesota | 1-11411 | 41-1790959 |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
2100 Highway 55, Medina MN | 55340 | |
(Address of principal executive offices) | (Zip Code) | |
Stacy L. Bogart, (763) 542-0500 (Name and telephone number, including area code, of the person to contact in connection with this report.) |
POLARIS INDUSTRIES INC. (Registrant) | |||
Date: | June 2, 2014 | /S/ Stacy L. Bogart | |
Stacy L. Bogart Vice President – General Counsel, Compliance Officer and Secretary |
I. | Introduction |
II. | Reasonable Country of Origin Inquiry (RCOI) |
III. | Design of Due Diligence Measures |
IV. | Due Diligence Measures Performed |
• | Developed and executed a risk-based process to identify direct suppliers which may procure parts and components to us which contain 3TG and to inquire upon such suppliers to allow for the identification of potential 3TG smelters/refiners within our supply chain; |
• | Reported to senior management on direct suppliers’ responses to our conflict minerals information requests, including updates on monitoring and tracking corrective action and risk mitigation efforts; |
• | Communicated our policy on Conflict Minerals to direct suppliers; |
• | Communicated the commitments and requirements expected of our suppliers; |
• | Developed a risk mitigation plan that allows for continued trade with a supplier during the supplier’s risk mitigation efforts; |
• | Supported the development and implementation of independent third party audits of smelter/refiner’s sourcing through our policy and procurement practices that encourage suppliers to purchase materials from audited smelters/refiners. |
• | Reported within Form SD the results of our due diligence measures |
V. | Product Description |
VI. | Steps to Improve Due Diligence |
VII. | Independent Private Sector Audit |
Smelters/Refiners Identified | |
Smelter/Refiner Name (1) | Sourcing Status |
Aida Chemical Industries Co. Ltd. | Unknown |
Almalyk Mining and Metallurgical Complex (AMMC) | Unknown |
Smelters/Refiners Identified | |
Smelter/Refiner Name (1) | Sourcing Status |
Asaka Riken Co Ltd | Unknown |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Unknown |
Aurubis AG | Unknown |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Unknown |
Boliden AB | Unknown |
Caridad | Unknown |
Cendres & Métaux SA | Unknown |
Chongyi Zhangyuan Tungsten Co Ltd | Unknown |
Chugai Mining | Unknown |
CNMC (Guangxi) PGMA Co. Ltd. | Unknown |
Cooper Santa | Unknown |
CV Serumpun Sebalai | Unknown |
CV United Smelting | Unknown |
Daejin Indus Co. Ltd | Unknown |
DaeryongENC | Unknown |
Do Sung Corporation | Unknown |
EM Vinto | Unknown |
Fenix Metals | Unknown |
FSE Novosibirsk Refinery | Unknown |
Ganzhou Huaxing Tungsten Products Co., Ltd. | Unknown |
Ganzhou Non-ferrous Metals Smelting Co., Ltd. | Unknown |
Gejiu Zi-Li | Unknown |
Guangdong Xianglu Tungsten Industry Co., Ltd. | Unknown |
HC Starck GmbH | Unknown |
Huichang Jinshunda Tin Co. Ltd | Unknown |
Hunan Chenzhou Mining Group Co | Unknown |
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. | Unknown |
Hwasung CJ Co. Ltd | Unknown |
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | Unknown |
Japan Mint | Unknown |
Japan New Metals Co Ltd | Unknown |
Jiangxi Copper Company Limited | Unknown |
Jiangxi Nanshan | Unknown |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Unknown |
JSC Uralectromed | Unknown |
Kai Unita Trade Limited Liability Company | Unknown |
Kazzinc Ltd | Unknown |
Kennametal Huntsville | Unknown |
King-Tan Tantalum Industry Ltd | Unknown |
Korea Metal Co. Ltd | Unknown |
Smelters/Refiners Identified | |
Smelter/Refiner Name (1) | Sourcing Status |
Kyrgyzaltyn JSC | Unknown |
L' azurde Company For Jewelry | Unknown |
Linwu Xianggui Smelter Co | Unknown |
Liuzhou China Tin | Unknown |
Metallo Chimique | Unknown |
Met-Mex Peñoles, S.A. | Unknown |
Minmetals Ganzhou Tin Co. Ltd. | Unknown |
Moscow Special Alloys Processing Plant | Unknown |
Nadir Metal Rafineri San. Ve Tic. A.Ş. | Unknown |
Navoi Mining and Metallurgical Combinat | Unknown |
Novosibirsk Integrated Tin Works | Unknown |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | Unknown |
OJSC Kolyma Refinery | Unknown |
Prioksky Plant of Non-Ferrous Metals | Unknown |
PT Aneka Tambang (Persero) Tbk | Unknown |
PT Artha Cipta Langgeng | Unknown |
PT Babel Inti Perkasa | Unknown |
PT Bangka Putra Karya | Unknown |
PT Bangka Tin Industry | Unknown |
PT Belitung Industri Sejahtera | Unknown |
PT DS Jaya Abadi | Unknown |
PT Eunindo Usaha Mandiri | Unknown |
PT Karimun Mining | Unknown |
PT Mitra Stania Prima | Unknown |
PT Prima Timah Utama | Unknown |
PT REFINED BANGKA TIN | Unknown |
PT Sariwiguna Binasentosa | Unknown |
PT Stanindo Inti Perkasa | Unknown |
PT Tinindo Inter Nusa | Unknown |
PX Précinox SA | Unknown |
Sabin Metal Corp. | Unknown |
SAMWON METALS Corp. | Unknown |
Schone Edelmetaal | Unknown |
Shandong Zhaojin Gold & Silver Refinery Co. Ltd | Unknown |
SOE Shyolkovsky Factory of Secondary Precious Metals | Unknown |
Tejing (Vietnam) Tungsten Co., Ltd. | Unknown |
The Great Wall Gold and Silver Refinery of China | Unknown |
The Refinery of Shandong Gold Mining Co. Ltd | Unknown |
Torecom | Unknown |
Umicore Brasil Ltda | Unknown |
Smelters/Refiners Identified | |
Smelter/Refiner Name (1) | Sourcing Status |
Wolfram Bergbau und Hütten AG | Unknown |
Wolfram Company CJSC | Unknown |
Xiamen Tungsten Co., Ltd | Unknown |
Yokohama Metal Co Ltd | Unknown |
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd. | Unknown |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Unknown |
Zhuzhou Cemented Carbide Group Co Ltd | Unknown |
Zijin Mining Group Co. Ltd | Unknown |
71 smelters/refiners listed in the Conflict Free Smelter Program | Validated as Conflict Free (2) |
Countries of origin of the conflict minerals the facilities listed above process are believed to include: Australia, Belgium, Bolivia, Brazil, Canada, Chile, England, Estonia, Ethiopia, Germany, Hong Kong, India, Indonesia, Japan, Kazakhstan, Korea, Malaysia, Mexico, Mozambique, Nigeria, Peru, Russia, Rwanda, South Africa, Switzerland, Taiwan, Thailand, The Democratic Republic of the Congo, United States of America, Uzbekistan and Zimbabwe | |
(1) Smelter and refiner facility names as reported by the Conflict-Free Sourcing Initiative as of May 26, 2014. (2) These smelters and refiners have received a "conflict free" designation from an independent third party audit program as of May 26, 2014. |