0001209191-21-021066.txt : 20210316
0001209191-21-021066.hdr.sgml : 20210316
20210316183305
ACCESSION NUMBER: 0001209191-21-021066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210316
DATE AS OF CHANGE: 20210316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dougherty Michael D.
CENTRAL INDEX KEY: 0001418237
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11411
FILM NUMBER: 21747572
MAIL ADDRESS:
STREET 1: 2100 HIGHWAY 55
CITY: MEDINA
STATE: MN
ZIP: 55340
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polaris Inc.
CENTRAL INDEX KEY: 0000931015
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790]
IRS NUMBER: 411790959
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 HIGHWAY 55
CITY: MEDINA
STATE: MN
ZIP: 55340
BUSINESS PHONE: (763) 542-0500
MAIL ADDRESS:
STREET 1: 2100 HIGHWAY 55
STREET 2: NONE
CITY: MEDINA
STATE: MN
ZIP: 55340
FORMER COMPANY:
FORMER CONFORMED NAME: POLARIS INDUSTRIES INC/MN
DATE OF NAME CHANGE: 19941004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-15
0
0000931015
Polaris Inc.
PII
0001418237
Dougherty Michael D.
2100 HIGHWAY 55
MEDINA
MN
55340
0
1
0
0
President-Motorcycles & Int'l
Common Stock
2021-03-15
4
M
0
16109
89.39
A
35557
D
Common Stock
2021-03-15
4
S
0
16109
140.00
D
19448
D
Common Stock
29837
I
by spouse's trust
Common Stock
3321
I
by son
Common Stock
3349
I
by daughter
Common Stock
4700
I
by ESOP
Employee Stock Options (right to buy)
89.39
2021-03-15
4
M
0
16109
0.00
D
2027-01-25
Common Stock
16109
16109
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 1, 2021.
Reflects the weighted average price of 16,109 shares of Common Stock sold by the reporting person in multiple transactions on March 15, 2021 with sale prices ranging from $140.00 to $140.07 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
Shares held by son in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting
person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the
beneficiaries.
Shares held by daughter in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
Estimate of the number of shares held in the reporting person's ESOP fund as of March 15, 2021. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
The option vests in two equal installments on January 25, 2019 and January 25, 2021.
Jennifer Carbert, Attorney-in-Fact
2021-03-16