0001209191-19-006568.txt : 20190201 0001209191-19-006568.hdr.sgml : 20190201 20190201175952 ACCESSION NUMBER: 0001209191-19-006568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190130 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dougherty Michael D. CENTRAL INDEX KEY: 0001418237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11411 FILM NUMBER: 19561067 MAIL ADDRESS: STREET 1: 2100 HIGHWAY 55 CITY: MEDINA STATE: MN ZIP: 55340 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLARIS INDUSTRIES INC/MN CENTRAL INDEX KEY: 0000931015 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 411790959 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 HIGHWAY 55 CITY: MEDINA STATE: MN ZIP: 55340 BUSINESS PHONE: (763) 542-0500 MAIL ADDRESS: STREET 1: 2100 HIGHWAY 55 STREET 2: NONE CITY: MEDINA STATE: MN ZIP: 55340 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-30 0 0000931015 POLARIS INDUSTRIES INC/MN PII 0001418237 Dougherty Michael D. 2100 HIGHWAY 55 MEDINA MN 55340 0 1 0 0 President-International Common Stock 2019-01-30 4 A 0 491 A 4629 D Common Stock 2019-01-30 4 F 0 268 84.58 D 4361 D Common Stock 2713 I by wife as UTMA custodian for son Common Stock 2741 I by wife as UTMA custodian for daughter Common Stock 32236 I by spouse's trust Common Stock 4733 I by ESOP Employee Stock Options (right to buy) 84.58 2019-01-30 4 A 0 13124 0.00 A 2029-01-30 Common Stock 13124 13124 D Shares acquired in settlement of an equal number of performance restricted stock units upon vesting of the units. Each performance restricted stock unit represents the right to receive one share of the Issuer's common stock upon the vesting of the units. Shares withheld to satisfy reporting person's tax withholding obligation upon the vesting and settlement of a performance restricted stock award. Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries. Estimate of the number of shares held in the reporting person's ESOP fund as of January 30, 2019. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock. The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022. Jennifer Carbert, Attorney-in-Fact 2019-02-01