0001209191-18-037267.txt : 20180612 0001209191-18-037267.hdr.sgml : 20180612 20180612170733 ACCESSION NUMBER: 0001209191-18-037267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180608 FILED AS OF DATE: 20180612 DATE AS OF CHANGE: 20180612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dougherty Michael D. CENTRAL INDEX KEY: 0001418237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11411 FILM NUMBER: 18895179 MAIL ADDRESS: STREET 1: 2100 HIGHWAY 55 CITY: MEDINA STATE: MN ZIP: 55340 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POLARIS INDUSTRIES INC/MN CENTRAL INDEX KEY: 0000931015 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS TRANSPORTATION EQUIPMENT [3790] IRS NUMBER: 411790959 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 HIGHWAY 55 CITY: MEDINA STATE: MN ZIP: 55340 BUSINESS PHONE: (763) 542-0500 MAIL ADDRESS: STREET 1: 2100 HIGHWAY 55 STREET 2: NONE CITY: MEDINA STATE: MN ZIP: 55340 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-08 0 0000931015 POLARIS INDUSTRIES INC/MN PII 0001418237 Dougherty Michael D. 2100 HIGHWAY 55 MEDINA MN 55340 0 1 0 0 President-International Common Stock 2018-04-30 5 G 0 E 562 0.00 D 32376 I by spouse's trust Common Stock 2018-04-30 5 G 0 E 279 0.00 A 2713 I by wife as UTMA custodian for son Common Stock 2018-04-30 5 G 0 E 283 0.00 A 2741 I by wife as UTMA custodian for daughter Common Stock 2018-06-07 5 G 0 E 140 0.00 D 32236 I by spouse's trust Common Stock 2018-06-08 4 M 0 15000 65.57 A 21598 D Common Stock 2018-06-08 4 S 0 14900 125.60 D 6698 D Common Stock 2018-06-08 4 S 0 100 126.065 D 6598 D Common Stock 4673 I by ESOP Employee Stock Options (right to buy) 65.57 2018-06-08 4 M 0 15000 0.00 D 2022-02-01 Common Stock 15000 0 D Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries. Shares held by son who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose. Shares held by daughter who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose. Reflects the weighted average price of 14,900 shares of Common Stock sold by the reporting person in multiple transactions on June 8, 2018 with sale prices ranging from $125.05 to $125.795 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Estimate of the number of shares held in the reporting person's ESOP fund as of June 8, 2018. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock. The option vested in two equal installments on February 1, 2014 and February 1, 2016. Jennifer Carbert, Attorney-in-Fact 2018-06-12