-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E/FrQZhmGlizMrBdRt24lgX++0AOewT4aVronEGeDGEjtlDKxXo1bkZF79vynuVO Wwypt9ujBCf4oObdZUvAJQ== 0001169232-02-000201.txt : 20020719 0001169232-02-000201.hdr.sgml : 20020719 20020718144523 ACCESSION NUMBER: 0001169232-02-000201 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020718 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: 21ST CENTURY COMMUNICATIONS PARTNERS L P CENTRAL INDEX KEY: 0000930868 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 45TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2127548100 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MILLBROOK PRESS INC CENTRAL INDEX KEY: 0001022899 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 061390025 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48089 FILM NUMBER: 02705629 BUSINESS ADDRESS: STREET 1: 2 OLD NEW MILFORD RD CITY: BROOKFIELD STATE: CT ZIP: 06804 BUSINESS PHONE: 2037402220 MAIL ADDRESS: STREET 1: 2 OLD NEW MILFORD RD STREET 2: 2 OLD NEW MILFORD RD CITY: BROOKFIELD STATE: CT ZIP: 06804 SC 13D/A 1 d51088_sc-13da.txt AMENDMENT NO 2 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)(1) THE MILLBROOK PRESS INC. (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE (Title of Class of Securities) 600179105 (CUSIP Number) Stacey W. Seewald c/o Sandler Capital Management 767 Fifth Avenue, 45th Floor New York, New York 10153 Telephone (212) 754-8100 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) with a copy to: Michael R. Reiner, Esq. Morrison Cohen Singer & Weinstein, LLP 750 Lexington Avenue New York, New York 10022 March 1, 2002 (Date of Event which Requires Filing this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box |_|. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following page(s)) - -------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 21st Century Communications Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC,OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 639,840 shares 22.3% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 303,838 shares 10.6% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 639,840 shares 22.3% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 303,838 shares 10.6% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 943,678 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 21st Century Communications T-E Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC,OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 217,696 shares 7.6% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 725,982 shares 25.3% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 217,696 shares 7.6% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 725,982 shares 25.3% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 943,678 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 21st Century Communications Foreign Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC,OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 86,142 shares 3.0% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 857,536 shares 29.9% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 86,142 shares 3.0% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 857,536 shares 29.9% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 943,678 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Sandler Investment Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC,OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares 0% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 943,678 shares 32.9% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares 0% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,678 shares 32.9% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 943,678 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Sandler Capital Management - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC,OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 shares 0% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 943,678 shares 32.9% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 0 shares 0% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,678 shares 32.9% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 943,678 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 32.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Michael Marocco - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 25,239 shares 0.9% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 943,678 shares 32.9% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 25,239 shares 0.9% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,678 shares 32.9% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 968,917 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 33.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 7 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) John Kornreich - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 30,239 shares 1.1% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 943,678 shares 32.9% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 30,239 shares 1.1% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,678 shares 32.9% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 973,917 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 33.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 8 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Andrew Sandler - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 10,310 shares 0.4% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 943,678 shares 32.9% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 10,310 shares 0.4% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,678 shares 32.9% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 953,988 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 33.2% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 9 of 28 CUSIP NO. 600179105 13D - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Hannah Stone - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* PF, WC, OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 5,086 shares 0.2% -------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 943,678 shares 32.9% OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 5,086 shares 0.2% WITH -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 943,678 shares 32.9% - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 948,764 shares - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 33.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 10 of 28 This Amendment No. 2 amends and supplements the Schedule 13D, dated December 16, 1996, by certain persons relating to the Common Stock (the "Common Stock") of The Millbrook Press Inc., a Delaware corporation (the "Issuer"), the principal executive offices of which are located at 2 Old New Milford Road, Brookfield, Connecticut 06804. ITEM 2. Identity and Background. Item 2 is hereby amended and restated as follows: This Statement is being filed by each of the following persons: 21st Century Communications Partners, L.P., a Delaware limited partnership ("21st Century"), by virtue of its beneficial ownership of 639,840 shares of the Common Stock covered by this Statement. 21st Century Communications T-E Partners, L.P., a Delaware limited partnership ("T-E"), by virtue of its beneficial ownership of 217,696 shares of the Common Stock covered by this Statement. 21st Century Communications Foreign Partners, L.P., a Delaware limited partnership ("Foreign", and together with 21st Century and T-E, the "21st Century Funds"), by virtue of its beneficial ownership of 86,142 shares of the Common Stock covered by this Statement. Sandler Investment Partners, L.P., a Delaware limited partnership ("SIP"), by virtue of it being a general partner of each of the 21st Century Funds. SIP and InfoMedia Associates, Ltd. ("InfoMedia") are the general partners of 21st Century, T-E and Foreign. The officers, directors and shareholders of InfoMedia are filing an amendment to a Schedule 13D under separate cover. Sandler Capital Management, a registered investment advisor and a New York general partnership ("SCM"), by virtue of it being the general partner of SIP. SCM is managed by and decisions regarding SCM's investment in the securities of the Issuer are made by a committee (the "Management Committee") consisting of the principal stockholders of MJDM Corp., Four JK Corp. and ALCR Corp. (Michael Marocco, John Kornreich and Andrew Sandler). Hannah Stone, a director of the Issuer, is the sole shareholder and controlling person of TERPSI Corp., one of the general partners of SCM. 21st Century, T-E, Foreign, SIP, SCM, Michael Marocco, John Kornreich, Andrew Sandler and Hannah Stone are sometimes referred to herein collectively as the "Reporting Persons". Each of the Reporting Persons is engaged in acquiring, holding and disposing of interests in various companies for investment purposes. There are ten general partners of SCM (the "General Partners"). The General Partners are MJDM Corp., Four JK Corp., ALCR Corp., ARH Corp., TERPSI Corp., SERF Corp., RAK SCM Corp., RF SCM Corp., SAM SCM Corp. and DRP SCM Corp., each of which Page 11 of 28 is a New York corporation (except for Four JK Corp. and ARH Corp. each, a Delaware corporation) with a business address of 767 Fifth Avenue, 45th Floor, New York, New York 10153. The attached Schedule A sets forth the controlling persons, the executive officers and the directors of each of the General Partners, and contains the following information with respect to each such person: (i) name, (ii) citizenship, and (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. None of the Reporting Persons and to the best of each of the Reporting Person's knowledge, none of the persons named in Schedule A hereto, has during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. ITEM 5. Interests in Securities of the Issuer. Item 5 is hereby amended and restated as follows: (a) The following list sets forth the aggregate number and percentage (based on 2,869,887 shares of Common Stock outstanding as reported in the Issuer's Form 10-Q for the quarter ended January 31, 2002) of outstanding shares of Common Stock owned beneficially by each person named in Item 2, as of March 1, 2002:
Shares of Common Percentage of Shares Stock Beneficially of Common Stock Name Owned Beneficially Owned ---- ----- ------------------ 21st Century Communications Partners, L.P. 943,678(2),(3) 32.9% 21st Century Communications T-E Partners, L.P. 943,678(2),(3) 32.9% 21st Century Communications Foreign Partners, L.P. 943,678(2),(3) 32.9% Sandler Investment Partners, L.P. 943,678(2),(3) 32.9% Sandler Capital Management 943,678(2),(3) 32.9% Michael Marocco 968,917(2),(3),(4) 33.8% John Kornreich 973,917(2),(3),(5) 33.9% Andrew Sandler 953,988(2),(3),(6) 33.2% Hannah Stone 948,764(2),(3),(7) 33.0%
- ----------------------------- (2) The reporting person disclaims beneficial ownership of these securities, except to the extent of his/her/its equity interest therein. (3) Includes 639,840 shares of Common Stock owned by 21st Century, 217,696 shares of Common Stock owned by T-E and 86,142 shares of Common Stock owned by Foreign. (4) Includes 25,239 shares of Common Stock owned by Michael Marocco. (5) Includes 30,239 shares of Common Stock owned by John Kornreich. (6) Includes 10,310 shares of Common Stock owned by Andrew Sandler. Page 12 of 28 (7) Includes 2,586 shares of Common Stock owned by Hannah Stone and 2,500 shares of Common Stock issuable upon the exercise of the January 2001 Options (as defined below). (b) 21st Century has sole power to vote and to dispose of 639,840 shares of Common Stock, representing approximately 22.3% of the outstanding shares of Common Stock. As described above, 21st Century may be deemed to have shared power to vote and to dispose of 303,838 shares of Common Stock, representing approximately 10.6% of the outstanding shares of Common Stock. T-E has sole power to vote and to dispose of 217,696 shares of Common Stock, representing approximately 7.6% of the outstanding shares of Common Stock. As described above, T-E may be deemed to have shared power to vote and to dispose of 725,982 shares of Common Stock, representing approximately 25.3% of the outstanding shares of Common Stock. Foreign has sole power to vote and to dispose of 86,142 shares of Common Stock, representing approximately 3.0% of the outstanding shares of Common Stock. As described above, Foreign may be deemed to have shared power to vote and to dispose of 857,536 shares of Common Stock, representing approximately 29.9% of the outstanding shares of Common Stock. By virtue of being a general partner of 21st Century, T-E and Foreign, SIP may be deemed to have shared power to vote and to dispose of 943,678 shares of Common Stock, representing approximately 32.9% of the outstanding shares of Common Stock. By virtue of being the general partner of SIP, SCM may be deemed to have shared power to vote and to dispose of 943,678 shares of Common Stock, representing approximately 32.9% of the outstanding shares of Common Stock. SCM is managed by and decisions regarding SCM's investment in the securities of the Issuer are made by a Management Committee consisting of the principal stockholders of MJDM Corp., Four JK Corp. and ALCR Corp. (Michael Marocco, John Kornreich and Andrew Sandler). As of the date hereof, SCM has 7 other general partners. Michael Marocco has sole power to vote and to dispose of 25,239 shares of Common Stock, representing approximately 0.9% of the outstanding shares of Common Stock. As described above, Michael Marocco may be deemed to have shared power to vote and to dispose of 943,678 shares of Common Stock, representing approximately 32.9% of the outstanding shares of Common Stock. John Kornreich has sole power to vote and to dispose of 30,239 shares of Common Stock, representing approximately 1.1% of the outstanding shares of Common Stock. As described above, John Kornreich may be deemed to have shared power to vote and to dispose of 943,678 shares of Common Stock, representing approximately 32.9% of the outstanding shares of Common Stock. Andrew Sandler has sole power to vote and to dispose of 10,310 shares of Common Stock, representing approximately 0.4% of the outstanding shares of Common Stock. As described above, Andrew Sandler may be deemed to have shared power to vote and to Page 13 of 28 dispose of 943,678 shares of Common Stock, representing approximately 32.9% of the outstanding shares of Common Stock. Hannah Stone has sole power to vote and to dispose of 5,086 shares of Common Stock (including 2,500 shares of Common Stock issuable upon the exercise of the January 2001 Options, as defined below), representing approximately 0.2% of the outstanding shares of Common Stock. As described above, Hannah Stone may be deemed to have shared power to vote and to dispose of 943,678 shares of Common Stock, representing approximately 32.9% of the outstanding shares of Common Stock. (c) The following is a description of all transactions in shares of Common Stock of the Issuer by the persons identified in Item 2 of this Schedule 13D effected from December 30, 2001 through March 1, 2002 (and includes a description of certain options received through July 1, 2002). The Issuer exercised its right to redeem the then outstanding and unexercised Bridge Warrants at $.01 per Bridge Warrant on March 1, 2002. As a result of this redemption, the Bridge Warrants could not be exercised after 5:00 p.m. Eastern Time on February 28, 2002. Any right to exercise the Bridge Warrants has terminated. Holders of the Bridge Warrants shall have no further rights except to receive upon surrender of the Bridge Warrants the redemption price of $0.01 per Bridge Warrant. Prior to the Issuer's redemption, 21st Century, T-E and Foreign held 85,000, 28,500 and 11,500 Bridge Warrants, respectively. Hannah Stone received a seven year option expiring on January 1, 2008 to purchase 5,000 shares of the Common Stock of the Issuer, at an exercise price of $2.25 per share (the "January 2001 Options"). Ms. Stone may acquire up to 2,500 shares on or after January 1, 2002, an additional 1,250 shares on or after January 1, 2003, and the balance of the shares on or after January 1, 2004. Ms. Stone also received a seven year option expiring on September 1, 2008 to purchase 3,000 shares of the Common Stock of the Issuer, at an exercise price of $3.15 per share. Ms. Stone may acquire up to 1,500 shares on or after September 1, 2002, an additional 750 shares on or after September 1, 2003, and the balance of the shares on or after September 1, 2004. (d) No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities. (e) Not applicable. ITEM 7. Materials to be Filed as Exhibits. Item 7 is hereby amended by adding the following paragraph: Exhibit 1. Joint Filing Agreement by and among the reporting persons, effective as of March 1, 2002. Page 14 of 28 Signature After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, complete, and correct. Date: July 15, 2002 21ST CENTURY COMMUNICATIONS PARTNERS, L.P. By: Sandler Investment Partners, L.P., a general partner By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ------------------------------------------ Name: Moira Mitchell Title: President 21ST CENTURY COMMUNICATIONS T-E PARTNERS, L.P. By: Sandler Investment Partners, L.P., a general partner By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ------------------------------------------ Name: Moira Mitchell Title: President 21ST CENTURY COMMUNICATIONS FOREIGN PARTNERS, L.P. By: Sandler Investment Partners, L.P., a general partner By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ------------------------------------------ Name: Moira Mitchell Title: President Page 15 of 28 SANDLER INVESTMENT PARTNERS, L.P. By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ----------------------------------------------- Name: Moira Mitchell Title: President SANDLER CAPITAL MANAGEMENT By: MJDM Corp., a general partner By: /s/ Moira Mitchell ---------------------------------------------------- Name: Moira Mitchell Title: President /s/ Michael Marocco ---------------------------------------- Michael Marocco /s/ John Kornreich ---------------------------------------- John Kornreich /s/ Andrew Sandler ---------------------------------------- Andrew Sandler /s/ Hannah Stone ---------------------------------------- Hannah Stone ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). Page 16 of 28 EX-1 3 d51088_ex-1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1 under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the securities of The Millbrook Press Inc. and that this Agreement be filed as an Exhibit to such statement on Schedule 13D. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement effective as of the 1st day of March 2002. 21ST CENTURY COMMUNICATIONS PARTNERS, L.P. By: Sandler Investment Partners, L.P., a general partner By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ------------------------------------------ Name: Moira Mitchell Title: President 21ST CENTURY COMMUNICATIONS T-E PARTNERS, L.P. By: Sandler Investment Partners, L.P., a general partner By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ------------------------------------------ Name: Moira Mitchell Title: President 21ST CENTURY COMMUNICATIONS FOREIGN PARTNERS, L.P. By: Sandler Investment Partners, L.P., a general partner By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ------------------------------------------ Name: Moira Mitchell Title: President Page 17 of 28 SANDLER INVESTMENT PARTNERS, L.P. By: Sandler Capital Management, general partner By: MJDM Corp., a general partner By: /s/ Moira Mitchell ----------------------------------------------- Name: Moira Mitchell Title: President SANDLER CAPITAL MANAGEMENT By: MJDM Corp., a general partner By: /s/ Moira Mitchell ---------------------------------------------------- Name: Moira Mitchell Title: President /s/ Michael Marocco ---------------------------------------- Michael Marocco /s/ John Kornreich ---------------------------------------- John Kornreich /s/ Andrew Sandler ---------------------------------------- Andrew Sandler /s/ Hannah Stone ---------------------------------------- Hannah Stone Page 18 of 28 SCHEDULE A The following Schedule sets forth the controlling persons, the executive officers and the directors of each of the General Partners of Sandler Capital Management, and contains the following information with respect to each such person: (i) name, (ii) citizenship, and (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted. MJDM CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Michael Marocco, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President, Treasurer and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Michael Todres, Director United States Accountant Todres and Rubin LLP, Accounting 400 Post Avenue Suite 205 Westbury, New York 11590 Page 19 of 28 FOUR JK CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER John Kornreich, Majority Stockholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President, Treasurer and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, Director United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Page 20 of 28 ALCR CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Andrew Sandler, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Ellen O'Keefe, Treasurer and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Ricky Sandler, Director United States Investments Eminence Partners LLC, Investment Management 20 Park Avenue Suite 3300 New York, New York 10166 Page 21 of 28 ARH CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Harvey Sandler, Majority Stockholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Jeffrey M. Levine, President United States Chief Financial Officer Sandler Enterprises, Investment Services 1555 North Park Drive Suite 101 Weston, Florida 33329 Moira Mitchell, Treasurer and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Ricky Sandler, Director United States Investments Eminence Partners LLC, Investment Management 20 Park Avenue Suite 3300 New York, New York 10166 Page 22 of 28 SERF CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Douglas Schimmel, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Michael Todres, Director United States Accountant Todres and Rubin LLP, Accounting 400 Post Avenue Suite 205 Westbury, New York 11590 Page 23 of 28 TERPSI CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Hannah Stone, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Michael Todres, Director United States Accountant Todres and Rubin LLP, Accounting 400 Post Avenue Suite 205 Westbury, New York 11590 Page 24 of 28 RF SCM CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Robert Fowler, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Michael Todres, Director United States Accountant Todres and Rubin LLP, Accounting 400 Post Avenue Suite 205 Westbury, New York 11590 Page 25 of 28 RAK SCM CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Richard Keller, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Michael Todres, Director United States Accountant Todres and Rubin LLP, Accounting 400 Post Avenue Suite 205 Westbury, New York 11590 Page 26 of 28 DRP SCM CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER David Powers, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Michael Todres, Director United States Accountant Todres and Rubin LLP, Accounting 400 Post Avenue Suite 205 Westbury, New York 11590 Page 27 of 28 SAM SCM CORP. NAME/POSITION CITIZENSHIP PRESENT OCCUPATION OR EMPLOYMENT AND NAME, PRINCIPAL BUSINESS AND ADDRESS OF EMPLOYER Samantha McCuen, Sole Shareholder and Controlling Person United States Managing Director Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Moira Mitchell, President United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Kathy Rose, Vice President and Secretary United States Administrative Sandler Capital Management, Investment Advisor 767 Fifth Avenue New York, New York 10153 Michael Todres, Director United States Accountant Todres and Rubin LLP, Accounting 400 Post Avenue Suite 205 Westbury, New York 11590 Page 28 of 28 -----END PRIVACY-ENHANCED MESSAGE-----