0001104659-14-061129.txt : 20140814 0001104659-14-061129.hdr.sgml : 20140814 20140814171214 ACCESSION NUMBER: 0001104659-14-061129 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140814 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENCISION INC CENTRAL INDEX KEY: 0000930775 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 841162056 STATE OF INCORPORATION: CO FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11789 FILM NUMBER: 141044178 BUSINESS ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034442600 MAIL ADDRESS: STREET 1: 6797 WINCHESTER CIRCLE CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: ELECTROSCOPE INC DATE OF NAME CHANGE: 19960502 8-K 1 a14-19139_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) August 14, 2014

 

ENCISION INC.

(Exact name of registrant as specified in its charter)

 

Colorado

 

001-11789

 

84-1162056

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(I.R.S. Employer
Identification No.)

 

6797 Winchester Circle, Boulder, Colorado

 

80301

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code (303) 444-2600

 

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 5.07                   Submission of Matters to a Vote of Security Holders.

 

Encision Inc. (the “Company”) held its Annual Meeting of Stockholders (“Annual Meeting”) on August 13, 2014. The matters voted upon at the Annual Meeting and the results of such voting are set forth below.

 

Proposal 1 - Election of 6 directors to serve until the 2015 annual meeting of stockholders; each until his successor has been elected and qualified

 

Nominee

 

Votes For

 

Withheld

 

Broker Non-Votes

 

Robert H. Fries

 

5,386,189

 

311,036

 

2,406,904

 

Vern D. Kornelsen

 

5,384,689

 

312,536

 

2,406,904

 

Ruediger Naumann-Etienne

 

5,461,479

 

235,746

 

2,406,904

 

David W. Newton

 

5,486,013

 

211,212

 

2,406,904

 

Patrick W. Pace

 

5,409,684

 

287,541

 

2,406,904

 

Gregory J. Trudel

 

5,409,189

 

288,036

 

2,406,904

 

 

All six director nominees were duly elected.

 

Proposal 2 - Ratification of appointment of independent registered accounting firm — Eide BaillyLLP

 

Votes For

 

Votes Against

 

Abstain

 

Broker Non-Votes

 

8,061,917

 

6,097

 

36,115

 

0

 

 

Proposal 2 was approved.

 

Proposal 3 — Approve the adoption of the 2014 Equity Incentive Plan

 

Votes For

 

Votes Against

 

Abstain

 

Broker Non-Votes

 

2,980,481

 

2,600,760

 

115,984

 

2,406,904

 

 

Proposal 3 was approved.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

ENCISION INC.

 

 

 

 

Date:

August 14, 2014

 

/s/ Mala Ray

 

Mala Ray

 

Controller

 

Principal Accounting Officer

 

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