0001752724-21-237021.txt : 20211112 0001752724-21-237021.hdr.sgml : 20211112 20211112163535 ACCESSION NUMBER: 0001752724-21-237021 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210831 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: iShares, Inc. CENTRAL INDEX KEY: 0000930667 IRS NUMBER: 510396525 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-09102 FILM NUMBER: 211404179 BUSINESS ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 670-2000 MAIL ADDRESS: STREET 1: 400 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: iSHARES INC DATE OF NAME CHANGE: 20070126 FORMER COMPANY: FORMER CONFORMED NAME: ISHARES INC DATE OF NAME CHANGE: 20000516 FORMER COMPANY: FORMER CONFORMED NAME: WEBS INDEX FUND INC DATE OF NAME CHANGE: 19970211 0000930667 S000004246 iShares MSCI Australia ETF C000011950 iShares MSCI Australia ETF EWA 0000930667 S000004247 iShares MSCI Hong Kong ETF C000011951 iShares MSCI Hong Kong ETF EWH 0000930667 S000004248 iShares MSCI Italy ETF C000011952 iShares MSCI Italy ETF EWI 0000930667 S000004249 iShares MSCI Japan ETF C000011953 iShares MSCI Japan ETF EWJ 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its functions as distributor BlackRock Fund Advisors 400 Howard Street San Francisco 94105 415-670-2000 Records related to its functions as advisor N N N-1A 55 Y John E. Kerrigan N/A N Richard L. Fagnani N/A N Robert S. Kapito N/A Y Drew E. Lawton 001173631 N John E. Martinez N/A N Salim Ramji 004797124 Y Madhav V. Rajan N/A N Jane D. Carlin 001279982 N Cecilia H. Herbert N/A N Charles Park N/A 55 East 52nd Street New York 10055 XXXXXX N N N N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N 2021-05-03 Implementation of systematic fair value Other Equity-common, Equity-preferred, Derivative-equity International equities, Index futures and listed and OTC options US GAAP (ASC 820) N N iShares MSCI World ETF S000035395 549300SBOOZR51TG3W64 N 0 0 0 Exchange-Traded Fund N N 0.41000000 0.18000000 1.33000000 1.33000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Cash collateral reinvestment fee Revenue sharing split Other Rebates paid to borrowers 7701236.00000000 34265.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 17a-7 (17 CFR 270.17a-7) Rule 12d1-1 (17 CFR 270.12d1-1) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 Exane, Inc. 8-49569 000041784 6SDWK6FV8H98XAGSYS75 2151.03000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 762.74000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 2078.36000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 752.16000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 2388.85000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 841.09000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 2306.55000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 1794.17000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 967.04000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1389.91000000 18231.07000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 22840469.93000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 95731030.48000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 37750000.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 95068087.71000000 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 82747152.64000000 ABN AMRO Securities (USA) LLC 8-68398 000151796 549300FIFV1CB6HD9A14 41587325.16000000 J.P. 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LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4658.65000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 6527.47000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 27505.73000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 4445.79000000 Exane, Inc. 8-49569 000041784 6SDWK6FV8H98XAGSYS75 7156.48000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 27190.67000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 23525.85000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 3120.58000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 6282.86000000 145693.51000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 108379292.75000000 ABN AMRO Securities (USA) LLC 8-68398 000151796 549300FIFV1CB6HD9A14 3943524.17000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 109731242.57000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 807876169.39000000 Jane Street Capital, LLC 8-52275 000103782 549300ZM16HMPEPNV857 1120860.28000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 1685128108.12000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 1142899502.46000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 417060000.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 324246156.25000000 4619484629.64000000 N 5679290043.60461538 N N N iShares MSCI Global Silver and Metals Miners ETF S000035880 549300VTT81KG1MIFJ25 N 0 0 0 Exchange-Traded Fund N N 0.30000000 -0.09000000 2.86000000 2.86000000 Y N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Other Revenue sharing split Cash collateral reinvestment fee Rebates paid to borrowers 19707741.00000000 419290.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N N HSBC Bank Middle East Limited (Kuwait City, Al Asimah, KW, Branch) 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. 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MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Wells Fargo Securities, LLC VYVVCKR63DVZZN70PB21 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 5493006AUYAO7LJWX552 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Ciudad Autonoma de Buenos Aires, Ciudad Autonoma de Buenos Aires, AR, Branch) 579100KKDGKCFFKKF005 AR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Mumbai, Maharashtra, IN, Branch) E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Intesa Sanpaolo S.p.A. 2W8N8UU78PMDQKZENC08 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 NATIONAL BANK OF CANADA FINANCIAL INC. 8-39947 000022698 549300R6OJCZ1R8P6U58 CA 14019.18000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 4873.27000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 2190.93000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 7906.83000000 TD Securities (USA) LLC 8-36747 000018476 SUVUFHICNZMP2WKHG940 8255.98000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 2363.95000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 6367.96000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 2772.98000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 2655.75000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 11984.99000000 72237.64000000 BNP Paribas Securities Corp. 8-32682 000015794 RCNB6OTYUAMMP879YW96 152697.68000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 90566434.17000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 1378772.63000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 7987908.85000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 23400000.00000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 20703132.03000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 14795460.52000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 21803509.79000000 180787915.67000000 N 268532298.11076923 N N N iShares MSCI Global Energy Producers ETF S000035884 549300F2FT5HRVB0DA32 N 0 0 0 Exchange-Traded Fund N N 0.78000000 0.39000000 2.45000000 2.44000000 Y N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Cash collateral reinvestment fee Revenue sharing split Other Rebates paid to borrowers 300911.00000000 5794.00000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Bank Hapoalim B.M. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Sociedad Anonima Espanola 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 5493006AUYAO7LJWX552 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. 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LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 444.78000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 234.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 267.71000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 198.31000000 BMO Capital Markets Corp. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 108.07000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 273.40000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 208.62000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 1295.82000000 4561.80000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 9364177.00000000 J.P. 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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 12168.48000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 2436.43000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 48816.90000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 6518.29000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 3485.29000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2787.32000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1665.28000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 2793.21000000 96203.21000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 7206489.16000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 100020000.00000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 70243477.13000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 23099071.73000000 J.P. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB Pank 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 31108.06000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 6161.37000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 11430.52000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 6192.31000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 6193.49000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 6288.76000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 12238.22000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 26733.44000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 6241.75000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 6930.89000000 129216.41000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 179755000.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 208756154.53000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 143099182.63000000 J.P. 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(Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank, Sociedad Anonima Espanola 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SG Americas Securities, LLC 549300F35UE0BOM1WJ55 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 167.23000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 47.32000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 111.19000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 244.58000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 167.89000000 Exane, Inc. 8-49569 000041784 6SDWK6FV8H98XAGSYS75 237.79000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 180.99000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 557.67000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 157.95000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 41.12000000 2003.91000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 1812631.01000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 1940000.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 23169071.82000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 3475047.12000000 30513920.24000000 N 35876987.51846153 N N N iShares MSCI Emerging Markets Small-Cap ETF S000019125 5493007YPFO23SID2674 N 0 0 0 Exchange-Traded Fund N N -0.68000000 -1.37000000 4.36000000 4.36000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Other Revenue sharing split Cash collateral reinvestment fee Rebates paid to borrowers 11882368.00000000 547970.00000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb S.A. 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB Pank 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company Commercial Bank Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB banka 549300YW95G1VBBGGV07 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 5493006AUYAO7LJWX552 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Securities (USA) Inc. 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Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 536.37000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 4938.81000000 CGS-CIMB Securities (USA), Inc. 8-67414 000141892 549300H78CKL2ZTQTD26 3004.37000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 24586.24000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 1441.65000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 1137.93000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 714.17000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 3023.81000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 837.70000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5734.83000000 46792.42000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 71870699.38000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 37723762.55000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 51980000.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 65923744.52000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4285854.53000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 53689532.37000000 285473593.35000000 N 635021381.25000000 N N N iShares MSCI Emerging Markets ex China ETF S000057835 549300OO3LEZN53XCB15 N 0 0 0 Exchange-Traded Fund N N -1.77000000 -1.99000000 5.48000000 5.48000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Other Cash collateral reinvestment fee Revenue sharing split Rebates paid to borrowers 2553133.00000000 125825.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 17a-7 (17 CFR 270.17a-7) Y Y N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Manama, Capital, BH, Branch) 549300F99IL9YJDWH369 BH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) BNP Paribas Securities Services 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Kuwait City, Al Asimah, KW, Branch) 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 5493006AUYAO7LJWX552 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) FirstRand Bank Limited ZAYQDKTCATIXF9OQY690 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Makati City, Metro Manila, PH, Branch) RILFO74KP1CM8P6PCT96 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Mumbai, Maharashtra, IN, Branch) E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Securities (USA) Inc. CYYGQCGNHMHPSMRL3R97 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch) 7LTWFZYICNSX8D621K86 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company Commercial Bank Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco de Chile 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 118463.45000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 12309.40000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 11235.33000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 218488.97000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 11027.83000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 37062.39000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 198568.72000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 74931.01000000 Jefferies LLC 8-15074 000002347 58PU97L1C0WSRCWADL48 41012.41000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 13213.40000000 765827.04000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 110142113.80000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 92870000.00000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 104072709.81000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 16343997.40000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 59007841.41000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 2.03000000 382785229.59000000 N 460847111.54692307 Committed 800000000.00000000 N N iShares MSCI South Korea ETF S000004258 GR1QY1XUY5M0EJSI5J57 N 0 0 0 Exchange-Traded Fund N N -0.46000000 -1.03000000 8.38000000 8.38000000 Y N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Revenue sharing split Cash collateral reinvestment fee Other Rebates paid to borrowers 217644020.00000000 4601698.00000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) Rule 6c-11 (17 CFR 270.6c-11) Rule 12d1-1 (17 CFR 270.12d1-1) N N N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Deutsche Bank, Sociedad Anonima Espanola 529900SICIK5OVMVY186 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Czech Republic and Slovakia, a.s. KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Credit Suisse (Schweiz) AG 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Bank 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) AS SEB Pank 549300ND1MQ8SNNYMJ22 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Europe Public Limited Company N1FBEDJ5J41VKZLO2475 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Barclays Capital Inc. AC28XWWI3WIBK2824319 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Royal Bank of Canada ES7IP3U3RHIGC71XBU11 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Goldman Sachs & Co. LLC FOR8UP27PHTHYVLBNG30 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AS SEB banka 549300YW95G1VBBGGV07 LV N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 33949.51000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 30439.77000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 49292.90000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 111932.97000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 172936.72000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 688948.77000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 16949.50000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 32257.62000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 42618.15000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 30033.72000000 1221362.49000000 BlackRock Funds III - BlackRock Cash Funds: Treasury N/A N/A 5493005PQV5UQG4OSI49 500080000.00000000 500080000.00000000 N 6422177168.68461538 Committed 800000000.00000000 N N N iShares Core MSCI Emerging Markets ETF S000038923 5493007C24Z3ZDJ0VD06 N 0 0 0 Exchange-Traded Fund N N -0.68000000 -0.80000000 4.91000000 4.91000000 N N Y N N BlackRock Institutional Trust Company, National Association 549300RK1FB0VMTPD087 Y N Other Cash collateral reinvestment fee Revenue sharing split Rebates paid to borrowers 2529475202.00000000 59076538.00000000 Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N BlackRock Fund Advisors 801-22609 000105247 549300YOOGP0Y1M95C20 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N Bloomberg L.P. 549300B56MD0ZC402L06 N IHS Markit Ltd. 549300HLPTRASHS0E726 GB N N Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (Edinburgh, GB, Branch) 571474TGEMMWANRLN572 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch) 7LTWFZYICNSX8D621K86 PK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Jakarta, Jakarta, ID, Branch) 5493006AUYAO7LJWX552 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. 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KR6LSKV3BTSJRD41IF75 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Global Markets Inc. MBNUM2BPBDO7JBLYG310 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) The Hongkong and Shanghai Banking Corporation Limited 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Y N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N BlackRock Investments, LLC 8-48436 000038642 54930061FBHCKXL2G714 0.00000000 BlackRock Execution Services 8-48719 000039438 549300HFCRQ0NT5KY652 0.00000000 Macquarie Capital (USA) Inc. 8-47198 000036368 549300670K07JRB5UQ40 65377.33000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 200610.68000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 135119.15000000 HSBC Securities (USA) Inc. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 148362.27000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 418760.76000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 206585.65000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 161545.26000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 1515005.67000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 282406.05000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 194229.91000000 3570632.60000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 175936246.83000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 830472162.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 39780083.03000000 BTG Pactual US Capital, LLC 8-68148 000149486 549300EUEDL5GKQW8U35 0.97000000 Goldman Sachs & Co. 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0.00000000 1300.00000000 0.00000000 Y iShares MSCI Turkey ETF S000018073 Y 50000.00000000 4.66189655 18.22730604 95.33810344 18.22730604 1.44675675 1.79561975 98.55324324 1.79561975 0.00000000 1600.00000000 0.00000000 0.00000000 1600.00000000 0.00000000 0.00000000 1606.47700000 0.00000000 0.00000000 1606.47700000 0.00000000 N iShares MSCI Russia ETF S000047227 Y 50000.00000000 39.32250000 24.52880391 60.67750000 24.52880391 30.61666666 0.85971313 69.38333333 0.85971313 0.00000000 2300.00000000 0.08999996 0.00000000 2300.00000000 0.29425428 0.00000000 2300.00000000 0.06166667 0.00000000 2300.00000000 0.20205569 N iShares MSCI Singapore ETF S000004254 Y 50000.00000000 30.01368421 42.97227597 69.98631578 42.97227597 6.55000000 1.93435112 93.45000000 1.93435112 0.00000000 2000.00000000 0.00000000 0.00000000 2000.00000000 0.00000000 0.00000000 2000.00000000 0.00000000 0.00000000 2000.00000000 0.00000000 N iShares MSCI Emerging Markets ex China ETF S000057835 Y 100000.00000000 4.83088888 1.28980587 95.16911111 1.28980587 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 17380.55555555 0.00000000 0.00000000 17380.55555555 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N iShares MSCI South Korea ETF S000004258 Y 50000.00000000 11.58343750 28.90005163 88.41656250 28.90005163 4.87181818 2.04083119 95.12818181 2.04083119 0.00000000 4000.00000000 0.00000000 0.00000000 4000.00000000 0.00000000 0.00000000 4000.00000000 0.00000000 0.00000000 4000.00000000 0.00000000 N iShares Core MSCI Emerging Markets ETF S000038923 Y 600000.00000000 18.09654761 30.30736029 81.90345238 30.30736029 7.15000000 0.05656854 92.85000000 0.05656854 0.00000000 15452.70270270 0.00000000 0.00000000 15452.70270270 0.00000000 0.00000000 15000.00000000 0.00000000 0.00000000 15000.00000000 0.00000000 N iShares ESG Aware MSCI EM ETF S000054183 Y 100000.00000000 25.13086206 36.54479598 74.86913793 36.54479598 7.87166666 0.34504589 92.12833333 0.34504589 0.00000000 12846.80851063 0.00000000 0.00000000 12846.80851063 0.00000000 0.00000000 12400.00000000 0.00000000 0.00000000 12400.00000000 0.00000000 N iShares MSCI Pacific ex Japan ETF S000004253 Y 300000.00000000 12.88916666 27.43438169 87.11083333 27.43438169 4.95600000 0.47532912 95.04400000 0.47532912 0.00000000 6500.00000000 0.00000000 0.00000000 6500.00000000 0.00000000 0.00000000 6000.00000000 0.00000000 0.00000000 6000.00000000 0.00000000 N iShares MSCI Frontier and Select EM ETF S000036005 Y 50000.00000000 20.98333333 0.10692676 79.01666666 0.10692676 28.49000000 11.15814500 71.51000000 11.15814500 0.00000000 6800.00000000 0.26666668 0.00000000 6800.00000000 1.27104429 0.00000000 6800.00000000 0.66500003 0.00000000 6800.00000000 2.23852063 N iShares MSCI Mexico ETF S000004251 Y 100000.00000000 3.08745283 13.52075829 96.91254716 13.52075829 1.02717948 0.74910838 98.97282051 0.74910838 0.00000000 1400.00000000 0.00000000 0.00000000 1400.00000000 0.00000000 0.00000000 1400.00000000 0.00000000 0.00000000 1400.00000000 0.00000000 N iShares MSCI Spain ETF S000004256 Y 75000.00000000 16.08977272 30.40031804 83.91022727 30.40031804 5.61590909 0.89181280 94.38409090 0.89181280 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 N iShares MSCI Global Min Vol Factor ETF S000032498 Y 100000.00000000 38.84666666 52.99160342 61.15333333 52.99160342 4.82185185 1.85559867 95.17814814 1.85559867 0.00000000 4450.00000000 0.00000000 0.00000000 4450.00000000 0.00000000 0.00000000 4459.25925925 0.00000000 0.00000000 4459.25925925 0.00000000 N true INTERNAL CONTROL RPT 2 NCEN_811-09102_73769394_0821.htm inc.htm - Generated by SEC Publisher for SEC Filing

 

 Report of Independent Registered Public Accounting Firm

 

To the Board of Directors of iShares, Inc. and Shareholders of

iShares Core MSCI Emerging Markets ETF, iShares Currency Hedged MSCI Emerging Markets ETF,

iShares ESG Aware MSCI EM ETF, iShares MSCI Australia ETF, iShares MSCI Austria ETF,

iShares MSCI Belgium ETF, iShares MSCI Brazil ETF, iShares MSCI BRIC ETF,

iShares MSCI Canada ETF, iShares MSCI Chile ETF, iShares MSCI Colombia ETF,

iShares MSCI Emerging Markets Asia ETF, iShares MSCI Emerging Markets ETF,

iShares MSCI Emerging Markets ex China ETF, iShares MSCI Emerging Markets Min Vol Factor ETF

iShares MSCI Emerging Markets Multifactor ETF, iShares MSCI Emerging Markets Small-Cap ETF, iShares MSCI Eurozone ETF, iShares MSCI France ETF, iShares MSCI Frontier and Select EM ETF, iShares MSCI Germany ETF, iShares MSCI Global Agriculture Producers ETF,

iShares MSCI Global Energy Producers ETF, iShares MSCI Global Gold Miners ETF,

iShares MSCI Global Metals & Mining Producers ETF, iShares MSCI Global Min Vol Factor ETF,

iShares MSCI Global Silver and Metals Miners ETF, iShares MSCI Hong Kong ETF,

iShares MSCI Israel ETF, iShares MSCI Italy ETF, iShares MSCI Japan ETF,

iShares MSCI Japan Small-Cap ETF, iShares MSCI Malaysia ETF, iShares MSCI Mexico ETF,

iShares MSCI Netherlands ETF, iShares MSCI Pacific ex Japan ETF, iShares MSCI Russia ETF,

iShares MSCI Singapore ETF, iShares MSCI South Africa ETF, iShares MSCI South Korea ETF,

iShares MSCI Spain ETF, iShares MSCI Sweden ETF, iShares MSCI Switzerland ETF,

iShares MSCI Taiwan ETF, iShares MSCI Thailand ETF, iShares MSCI Turkey ETF,

iShares MSCI USA Equal Weighted ETF and iShares MSCI World ETF

 

In planning and performing our audits of the financial statements of the funds listed in Appendix A, (hereafter referred to as the “Funds”) as of and for the year ended August 31, 2021, in accordance with the standards of the Public Company Accounting Oversight Board (United States) (PCAOB), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds’ internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds’ internal control over financial reporting.

 

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and

directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

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Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of August 31, 2021.

 

This report is intended solely for the information and use of the Board of Directors of iShares, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

/s/ PricewaterhouseCoopers LLP

Philadelphia, Pennsylvania

October 22, 2021 3

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Appendix A

iShares, Inc.

iShares Core MSCI Emerging Markets ETF

iShares Currency Hedged MSCI Emerging Markets ETF

iShares ESG Aware MSCI EM ETF

iShares MSCI Australia ETF

iShares MSCI Austria ETF

iShares MSCI Belgium ETF

iShares MSCI Brazil ETF

iShares MSCI BRIC ETF

iShares MSCI Canada ETF

iShares MSCI Chile ETF

iShares MSCI Colombia ETF

iShares MSCI Emerging Markets Asia ETF

iShares MSCI Emerging Markets ETF

iShares MSCI Emerging Markets ex China ETF

iShares MSCI Emerging Markets Min Vol Factor ETF

iShares MSCI Emerging Markets Multifactor ETF

iShares MSCI Emerging Markets Small-Cap ETF

iShares MSCI Eurozone ETF

iShares MSCI France ETF

iShares MSCI Frontier and Select EM ETF

iShares MSCI Germany ETF

iShares MSCI Global Agriculture Producers ETF

iShares MSCI Global Energy Producers ETF

iShares MSCI Global Gold Miners ETF

iShares MSCI Global Metals & Mining Producers ETF

iShares MSCI Global Min Vol Factor ETF

iShares MSCI Global Silver and Metals Miners ETF

iShares MSCI Hong Kong ETF

iShares MSCI Israel ETF

iShares MSCI Italy ETF

iShares MSCI Japan ETF

iShares MSCI Japan Small-Cap ETF

iShares MSCI Malaysia ETF

iShares MSCI Mexico ETF

iShares MSCI Netherlands ETF

iShares MSCI Pacific ex Japan ETF

iShares MSCI Russia ETF

iShares MSCI Singapore ETF

iShares MSCI South Africa ETF

iShares MSCI South Korea ETF

iShares MSCI Spain ETF

iShares MSCI Sweden ETF

iShares MSCI Switzerland ETF

 

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iShares MSCI Taiwan ETF

iShares MSCI Thailand ETF

iShares MSCI Turkey ETF

iShares MSCI USA Equal Weighted ETF

iShares MSCI World ETF

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